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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 264 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5261 CALL LOANDEPOT INC 61,100.0 $87K -315K -83.8% $1.42
5262 CALL BROOKFIELD INFRASTRUCTURE PA 2,400.0 $87K +700.0 +41.2% $36.12
5263 PUT MITSUBISHI UFJ FINANCIAL GRO 5,100.0 $87K NEW $16.97
5264 DEFI TECHNOLOGIES INC 156,510.0 $86K NEW $0.55
5265 CALL UTZ BRANDS INC 10,900.0 $86K +7K +159.5% $7.92
5266 VINFAST AUTO LTD 22,383.0 $86K +17K +331.4% $3.85
5267 RR RICHTECH ROBOTICS INC Industrials 41,201.0 $86K -496K -92.3% $2.09 -23.7%
5268 LTM LATAM AIRLINES GROUP SA Industrials 1,741.0 $86K +962.0 +123.5% $49.44 +0.6%
5269 CALL LIVE OAK BANCSHARES INC 2,600.0 $86K NEW $33.07
5270 PUT EDITAS MEDICINE INC 34,800.0 $86K +14K +65.7% $2.47
5271 VYGR VOYAGER THERAPEUTICS INC Healthcare 22,261.0 $86K +14K +173.6% $3.86 -22.7%
5272 IRIDIUM COMMUNICATIONS INC 3,097.0 $86K -6K -64.8% $27.74
5273 GATX GATX CORP Industrials 503.0 $86K NEW $170.74 +6.5%
5274 CALL NETSCOUT SYS INC 2,700.0 $86K -4K -62.0% $31.79
5275 PUT THRYV HLDGS INC 31,300.0 $86K NEW $2.74
5276 CVU CPI AEROSTRUCTURES INC Industrials 21,869.0 $86K +18K +506.8% $3.92 +15.1%
5277 CMS CMS ENERGY CORP Utilities 1,104.0 $86K -4K -77.4% $77.58 -4.5%
5278 PUT COLLIERS INTL GROUP INC 800.0 $86K NEW $106.89
5279 CALL MANPOWERGROUP INC WIS 2,900.0 $85K -3K -49.1% $29.46
5280 CALL DUCOMMUN INC DEL 700.0 $85K NEW $122.00
Page 264 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%