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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 262 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5221 PUT MAGNA INTL INC 1,600.0 $89K -8K -83.0% $55.81
5222 BPOP POPULAR INC Financial Services 665.0 $89K +634.0 +2045.2% $134.17 +28.2%
5223 PUT BIOAGE LABS INC 5,100.0 $89K +4K +292.3% $17.49
5224 CALL INNOVIZ TECHNOLOGIES LTD 141,000.0 $89K -107K -43.1% $0.63
5225 PUT TECNOGLASS INC 2,000.0 $89K +500.0 +33.3% $44.55
5226 CALL LANTRONIX INC 17,000.0 $89K +9K +123.7% $5.24
5227 PUT PUBLIC SVC ENTERPRISE GROUP 1,100.0 $89K NEW $80.95
5228 CALL HIGHPEAK ENERGY INC 12,900.0 $89K +13K +10000.0% $6.90
5229 CALL PAYONEER GLOBAL INC 18,400.0 $89K +12K +196.8% $4.83
5230 PUT KENNEDY-WILSON HOLDINGS INC 8,200.0 $89K +6K +382.4% $10.82
5231 AIQ GLOBAL X FDS 1,900.0 $89K -9K -81.8% $46.67 +26.5%
5232 CALL NISOURCE INC 1,900.0 $89K -12K -86.1% $46.66
5233 CALL HUDSON PACIFIC PROPERTIES IN 15,000.0 $89K -57K -79.3% $5.91
5234 CALL MUELLER INDS INC 800.0 $89K -700.0 -46.7% $110.80
5235 PUT GOLUB CAP BDC INC 7,000.0 $89K -4K -35.8% $12.66
5236 MNRS GRAYSCALE FUNDS TRUST 3,475.0 $88K -2K -36.1% $25.46 +50.6%
5237 PUT EMBECTA CORP 10,000.0 $88K +8K +334.8% $8.84
5238 PUT BTQ TECHNOLOGIES CORP 33,100.0 $88K +15K +78.9% $2.67
5239 CALL ATKORE INC 1,500.0 $88K +1K +1400.0% $58.91
5240 XHB SPDR SERIES TRUST 895.0 $88K -16K -94.8% $98.72 +7.6%
Page 262 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%