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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 261 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5201 CALL CHENIERE ENERGY PARTNERS L P 1,400.0 $90K +500.0 +55.6% $64.63
5202 PUT NEXSTAR MEDIA GROUP INC 500.0 $90K +300.0 +150.0% $180.83
5203 PUT CABOT CORP 1,200.0 $90K -3K -73.3% $75.31
5204 GRID FIRST TR EXCHANGE-TRADED FD 552.0 $90K NEW $163.58 +9.7%
5205 CALL NELNET INC 700.0 $90K NEW $128.96
5206 PUT GREEN BRICK PARTNERS INC 1,400.0 $90K -4K -74.5% $64.45
5207 EXP EAGLE MATLS INC Basic Materials 476.0 $90K NEW $189.45 +8.0%
5208 CALL U S PHYSICAL THERAPY 1,200.0 $90K -1K -45.5% $74.96
5209 CALL TRANSUNION 1,300.0 $90K -4K -75.5% $69.19
5210 PUT BUILD-A-BEAR WORKSHOP INC 2,400.0 $90K -5K -65.7% $37.45
5211 CALL TECOGEN INC NEW 35,100.0 $90K -18K -34.1% $2.56
5212 PUT AURA MINERALS INC 1,100.0 $90K +1K +1000.0% $81.60
5213 PUT KB FINL GROUP INC 900.0 $90K +400.0 +80.0% $99.73
5214 CALL AMICUS THERAPEUTIC 6,200.0 $90K -900.0 -12.7% $14.46
5215 CALL NEONODE INC 64,000.0 $90K +17K +36.2% $1.40
5216 CALL MATRIX SVC CO 7,800.0 $90K -4K -34.5% $11.48
5217 PUT USA COMPRESSION PARTNERS LP 3,300.0 $89K -4K -52.9% $27.12
5218 HLN HALEON PLC Healthcare 8,922.0 $89K +1K +14.4% $10.01 -3.2%
5219 HNGE HINGE HEALTH INC Healthcare 2,316.0 $89K NEW $38.56 +99.5%
5220 NFGC NEW FOUND GOLD CORP Basic Materials 46,030.0 $89K +30K +179.7% $1.94 -25.8%
Page 261 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%