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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 260 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5181 CALL STURM RUGER & CO INC 2,300.0 $92K -400.0 -14.8% $40.09
5182 PUT GOLD COM INC 2,300.0 $92K -2K -48.9% $40.08
5183 CALL BOSTON BEER INC 400.0 $92K +300.0 +300.0% $230.40
5184 PUT ZEPP HEALTH CORPORATION 7,700.0 $92K -200.0 -2.5% $11.95
5185 CALL CENTRAL GARDEN & PET CO 2,500.0 $92K NEW $36.77
5186 CALL DELCATH SYS INC 9,900.0 $92K +1K +16.5% $9.28
5187 PUT SURGERY PARTNERS INC 7,700.0 $92K -49K -86.3% $11.92
5188 PUT OLD REP INTL CORP 2,300.0 $92K -12K -83.6% $39.90
5189 CALL GRACE THERAPEUTICS INC 19,800.0 $92K NEW $4.63
5190 CALL OOMA INC 6,300.0 $92K +4K +215.0% $14.55
5191 CALL CARDLYTICS INC 87,300.0 $92K -27K -23.6% $1.05
5192 SAIL SAILPOINT INC Technology 6,921.0 $92K -6K -47.0% $13.24 +8.1%
5193 CALL DIGI INTL INC 1,900.0 $92K +2K +1800.0% $48.20
5194 CALL AIRSCULPT TECHNOLOGIES INC 32,300.0 $91K -20K -38.6% $2.83
5195 PUT JONES LANG LASALLE INC 300.0 $91K +100.0 +50.0% $304.32
5196 PUT MIMEDX GROUP INC 23,100.0 $91K -4K -14.1% $3.95
5197 PUT AURORA CANNABIS INC 27,900.0 $91K -107K -79.4% $3.27
5198 CALL SUMITOMO MITSUI FIN GRP INC 4,600.0 $91K NEW $19.75
5199 CALL CATO CORP NEW 32,100.0 $91K -5K -13.0% $2.83
5200 TAGS TEUCRIUM COMMODITY TR Financial Services 3,575.0 $91K NEW $25.36 +1.5%
Page 260 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%