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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 259 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5161 PUT HIGH TIDE INC 41,000.0 $94K -280K -87.2% $2.29
5162 PUT EQUILLIUM INC 46,800.0 $94K +46K +10000.0% $2.00
5163 GOTU GAOTU TECHEDU INC Consumer Defensive 47,703.0 $93K +44K +1272.8% $1.96 -18.1%
5164 PUT ACUSHNET HLDGS CORP 1,000.0 $93K NEW $93.48
5165 CALL COMMVAULT SYS INC 1,200.0 $93K -3K -68.4% $77.89
5166 PUT XP INC 4,900.0 $93K -188K -97.5% $19.04
5167 PUT ICHOR HOLDINGS 2,000.0 $93K +1K +150.0% $46.61
5168 THEMES ETF TR 9,127.0 $93K -45K -83.0% $10.19
5169 CALL BTQ TECHNOLOGIES CORP 34,800.0 $93K -35K -49.9% $2.67
5170 WGMI VALKYRIE ETF TRUST II 2,667.0 $93K NEW $34.82 +67.3%
5171 PUT LENNOX INTL INC 200.0 $93K +100.0 +100.0% $464.13
5172 CALL ACCEL ENTERTAINMENT INC 8,500.0 $93K +2K +41.7% $10.91
5173 PUT SAB BIOTHERAPEUTICS INC 24,200.0 $93K NEW $3.83
5174 PUT INNOVEX INTERNATIONAL INC 3,800.0 $93K +4K +1166.7% $24.39
5175 PUT CATO CORP NEW 32,700.0 $93K -6K -15.9% $2.83
5176 PUT CNX RES CORP 2,400.0 $93K -600.0 -20.0% $38.55
5177 ETHM DYNAMIX CORP Financial Services 8,828.0 $92K NEW $10.47 +3.1%
5178 PUT ATMOS ENERGY CORP 500.0 $92K +300.0 +150.0% $184.72
5179 CALL SMITH A O CORP 1,400.0 $92K -400.0 -22.2% $65.94
5180 CALL NEUROCRINE BIOSCIENCES INC 700.0 $92K +200.0 +40.0% $131.74
Page 259 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%