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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 257 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5121 CALL MAXLINEAR INC 5,600.0 $97K -57K -91.1% $17.39
5122 CALL BREAD FINANCIAL HOLDINGS INC 1,300.0 $97K NEW $74.89
5123 NANC TIDAL TRUST I 2,307.0 $97K -1K -37.5% $42.20 +16.2%
5124 PUT FEDERAL SIGNAL CORP 900.0 $97K NEW $108.14
5125 CALL KRONOS WORLDWIDE INC 14,800.0 $97K $6.57
5126 CALL TORRID HLDGS INC 54,500.0 $97K NEW $1.78
5127 CALL NATWEST GROUP PLC 6,500.0 $97K +2K +51.2% $14.90
5128 PUT BIT DIGITAL INC 73,600.0 $96K -243K -76.8% $1.31
5129 PEW GRABAGUN DIGITAL HLDGS INC Industrials 32,027.0 $96K NEW $3.01 -20.9%
5130 CRITICAL METALS CORP 12,136.0 $96K -86K -87.6% $7.94
5131 CALL NETGEAR INC 4,400.0 $96K +2K +69.2% $21.84
5132 HAMILTON INSURANCE GROUP LTD 3,220.0 $96K NEW $29.83
5133 PUT ZAI LAB LTD 5,100.0 $96K +600.0 +13.3% $18.81
5134 CALL USA TODAY CO INC 13,600.0 $96K -8K -37.3% $7.05
5135 VBK VANGUARD INDEX FDS 317.0 $96K +228.0 +256.2% $302.25 +14.0%
5136 CALL OCTAVE SPECIALTY GROUP INC 20,600.0 $96K -258K -92.6% $4.65
5137 PUT CHILDRENS PL INC NEW 28,500.0 $96K -152K -84.2% $3.36
5138 NOMD NOMAD FOODS LTD Consumer Defensive 9,936.0 $95K +1K +11.2% $9.61 +21.2%
5139 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 5,146.0 $95K NEW $18.52 -9.2%
5140 PUT CLEARFIELD INC 3,600.0 $95K +4K +3500.0% $26.47
Page 257 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%