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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 253 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5041 ZEPP ZEPP HEALTH CORPORATION Technology 8,651.0 $103K +7K +608.5% $11.95 -56.7%
5042 PUT KRYSTAL BIOTECH INC 400.0 $103K +200.0 +100.0% $258.32
5043 CALL AMPLITECH GROUP INC 54,300.0 $103K +43K +393.6% $1.90
5044 BATT AMPLIFY ETF TR 6,920.0 $103K +4K +111.4% $14.89 -3.9%
5045 PUT EXELIXIS INC 2,400.0 $103K -6K -70.4% $42.89
5046 CALL SCHNEIDER NATIONAL INC 3,900.0 $103K +200.0 +5.4% $26.36
5047 CALL VERITONE INC 52,100.0 $103K -254K -83.0% $1.97
5048 PUT LUFAX HOLDING LTD 54,800.0 $102K -241K -81.5% $1.87
5049 CALL NUVALENT INC 1,000.0 $102K -8K -89.4% $102.45
5050 PUT NUVALENT INC 1,000.0 $102K -100.0 -9.1% $102.45
5051 PUT APPLE HOSPITALITY REIT INC 8,900.0 $102K +2K +30.9% $11.51
5052 ARCB ARCBEST CORP Industrials 1,041.0 $102K +668.0 +179.1% $98.36 +59.6%
5053 PUT AMERICAN PUB ED INC 1,800.0 $102K +2K +500.0% $56.88
5054 PUT BWX TECHNOLOGIES INC 500.0 $102K -11K -95.7% $204.49
5055 ROAD CONSTRUCTION PARTNERS INC Industrials 918.0 $102K NEW $111.12 -6.4%
5056 CALL TASKUS INC 15,200.0 $102K +5K +55.1% $6.71
5057 DK DELEK US HLDGS INC NEW Energy 2,262.0 $102K -16K -87.5% $45.07 +43.7%
5058 CALL NOUVEAU MONDE GRAPHITE INC 45,500.0 $102K +45K +4955.6% $2.24
5059 CALL DELUXE CORP MEDIUM TERM NTS 3,700.0 $102K +100.0 +2.8% $27.54
5060 CALL BRUNSWICK CORP 1,400.0 $102K +800.0 +133.3% $72.76
Page 253 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%