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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 252 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5021 CALL TRONOX HOLDINGS PLC 10,800.0 $106K -22K -67.1% $9.77
5022 CALL FILANA THERAPEUTICS INC 62,400.0 $105K -40K -39.1% $1.69
5023 IAUI NEOS ETF TRUST 1,851.0 $105K +188.0 +11.3% $56.87 -14.6%
5024 CALL PACER FDS TR 2,400.0 $105K +700.0 +41.2% $43.86
5025 CALL JIAYIN GROUP INC 25,100.0 $105K +22K +829.6% $4.19
5026 ALT5 SIGMA CORP 94,741.0 $105K NEW $1.11
5027 EETH PROSHARES TR 4,049.0 $105K -145.0 -3.5% $25.96 -12.0%
5028 CALL GLADSTONE LD CORP 10,300.0 $105K -25K -71.0% $10.20
5029 CALL CERTARA INC 18,400.0 $105K +15K +425.7% $5.70
5030 DJT TRUMP MEDIA & TECHNOLOGY GRO Communication Services 11,294.0 $105K NEW $9.28 -4.2%
5031 ONESTREAM INC 4,363.0 $105K -25K -85.0% $24.00
5032 PUT BUMBLE INC 32,100.0 $105K -31K -48.9% $3.26
5033 RLX RLX TECHNOLOGY INC Consumer Defensive 47,470.0 $104K -286K -85.8% $2.20 -8.2%
5034 TLS TELOS CORP MD Technology 24,855.0 $104K +16K +169.6% $4.19 +7.6%
5035 PUT AMERICAS GOLD AND SILVER COR 19,900.0 $104K NEW $5.22
5036 CALL STRATASYS LTD 13,300.0 $104K -134K -91.0% $7.81
5037 CALL MARAVAI LIFESCIENCES HLDGS I 36,700.0 $104K NEW $2.83
5038 CALL ARTERIS INC 6,300.0 $104K -78K -92.5% $16.44
5039 CALL AGENUS INC 31,000.0 $104K -24K -43.8% $3.34
5040 CHARGEPOINT HOLDINGS INC 21,301.0 $104K -827.0 -3.7% $4.86
Page 252 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%