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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 251 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5001 RZLT REZOLUTE INC Healthcare 35,127.0 $107K NEW $3.05 +74.1%
5002 CALL SNDL INC 81,100.0 $107K -44K -35.0% $1.32
5003 PUT DYNE THERAPEUTICS INC 5,900.0 $107K -3K -33.7% $18.13
5004 PUT TERRESTRIAL ENERGY INC 17,800.0 $107K +10K +114.5% $6.00
5005 CALL KNOT OFFSHORE PARTNERS LP 10,600.0 $107K -1K -10.9% $10.08
5006 CALL EAST WEST BANCORP INC 1,000.0 $107K -700.0 -41.2% $106.76
5007 PUT ECOLAB INC 400.0 $106K $266.02
5008 PUT LXP INDUSTRIAL TRUST 2,300.0 $106K -3K -55.8% $46.26
5009 RGEN REPLIGEN CORP Healthcare 903.0 $106K NEW $117.82 +16.8%
5010 PUT PROASSURANCE CORP 4,300.0 $106K +400.0 +10.3% $24.72
5011 IVES WEDBUSH SER TR 3,745.0 $106K -10K -72.6% $28.37 +25.6%
5012 CALL LAZARD INC 2,500.0 $106K -700.0 -21.9% $42.48
5013 CALL REPLIGEN CORP 900.0 $106K $117.82
5014 CALL OPUS GENETICS INC 23,300.0 $106K +18K +323.6% $4.55
5015 PUT POWERFLEET INC 34,400.0 $106K NEW $3.08
5016 PUT STONECO LTD 7,500.0 $106K -125K -94.3% $14.12
5017 TGEN TECOGEN INC NEW Industrials 41,332.0 $106K -5K -11.2% $2.56 +32.8%
5018 DLLL GRANITESHARES ETF TR 3,014.0 $106K NEW $35.08 -29.5%
5019 PUT EA SERIES TRUST 2,900.0 $106K NEW $36.45
5020 CALL PEAPACK-GLADSTONE FINL CORP 3,000.0 $106K -5K -61.5% $35.21
Page 251 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%