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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 249 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4961 CALL PROFRAC HLDG CORP 17,800.0 $110K +10K +140.5% $6.20
4962 CALL SUBURBAN PROPANE PARTNERS L 5,600.0 $110K +4K +229.4% $19.69
4963 CALL MANULIFE FINL CORP 3,200.0 $110K -3K -51.5% $34.44
4964 PUT RUMBLE INC 21,600.0 $110K -218K -91.0% $5.10
4965 PUT CINCINNATI FINL CORP 700.0 $110K +500.0 +250.0% $157.35
4966 APLS APELLIS PHARMACEUTICALS INC Healthcare 2,735.0 $110K -24K -89.9% $40.23 +2.0%
4967 ZURA BIO LTD 18,491.0 $110K -13K -40.7% $5.95
4968 CALL UNIVERSAL DISPLAY CORP 1,200.0 $110K -3K -71.4% $91.66
4969 CALL FOSSIL GROUP INC 25,500.0 $110K -100K -79.6% $4.31
4970 CALL RYANAIR HOLDINGS PLC 1,900.0 $110K +2K +850.0% $57.80
4971 GLRE GREENLIGHT CAP RE LTD Financial Services 6,346.0 $110K +6K +6580.0% $17.29 -5.4%
4972 CALL COMMUNITY HEALTHCARE TR INC 6,900.0 $110K +6K +1050.0% $15.89
4973 PUT GEMINI SPACE STA INC 24,800.0 $110K -3K -10.1% $4.42
4974 CALL IMMUNEERING CORP 20,800.0 $110K +8K +62.5% $5.27
4975 HLNE HAMILTON LANE INC Financial Services 1,102.0 $110K NEW $99.40 -18.4%
4976 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 57,527.0 $109K NEW $1.90 +67.4%
4977 PUT DOUBLEVERIFY HLDGS INC 11,500.0 $109K +1K +11.7% $9.50
4978 PUT CONSENSUS CLOUD SOLUTIONS IN 4,600.0 $109K NEW $23.74
4979 PUT DIANTHUS THERAPEUTICS INC 1,300.0 $109K -40K -96.8% $83.92
4980 CALL VULCAN MATLS CO 400.0 $109K $272.30
Page 249 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%