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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 245 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4881 CALL PALOMAR HLDGS INC 1,000.0 $120K +800.0 +400.0% $119.50
4882 UPBOUND GROUP INC 6,609.0 $119K +2K +40.2% $18.05
4883 CALL WILLOW LANE ACQUISITION CORP 11,200.0 $119K NEW $10.65
4884 CALL BLUE BIRD CORP 2,100.0 $119K +2K +320.0% $56.79
4885 PUT F&G ANNUITIES & LIFE INC 4,700.0 $119K +1K +30.6% $25.32
4886 CALL ASSOCIATED BANC-CORP 4,600.0 $119K -3K -37.0% $25.86
4887 PL PLANET LABS PBC Industrials 4,254.0 $119K NEW $27.95 -20.0%
4888 PUT BANK HAWAII CORP 1,600.0 $119K +1K +433.3% $74.25
4889 PUT NETSTREIT CORP 6,300.0 $119K NEW $18.83
4890 PUT GROCERY OUTLET HLDG CORP 16,800.0 $118K +4K +36.6% $7.05
4891 CALL KULICKE & SOFFA INDS INC 1,800.0 $118K -5K -75.0% $65.72
4892 PUT EVERUS CONSTR GROUP 1,000.0 $118K NEW $118.06
4893 PUT UNUSUAL MACHS INC 9,500.0 $118K -900.0 -8.7% $12.40
4894 PUT WINNEBAGO INDS INC 3,800.0 $118K -7K -63.5% $30.99
4895 CALL SEI INVTS CO 1,500.0 $118K NEW $78.47
4896 PUT NCR ATLEOS CORPORATION 2,700.0 $118K NEW $43.58
4897 NAGE NIAGEN BIOSCIENCE INC Healthcare 26,677.0 $118K +2K +8.2% $4.41 -27.7%
4898 CBRL CRACKER BARREL OLD CTRY STOR Consumer Cyclical 4,183.0 $118K NEW $28.11 +84.3%
4899 PUT SOLVENTUM CORP 1,800.0 $118K +1K +125.0% $65.30
4900 PUT KRISPY KREME INC 34,600.0 $117K +14K +67.2% $3.39
Page 245 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%