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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 243 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4841 CALL SAILPOINT INC 9,300.0 $123K -8K -45.6% $13.24
4842 CALL SMITHFIELD FOODS INC 4,400.0 $123K +4K +4300.0% $27.97
4843 CALL BANC OF CALIFORNIA INC 7,000.0 $123K -43K -86.0% $17.58
4844 GDXY TIDAL TRUST II 8,800.0 $123K NEW $13.98 -30.3%
4845 CALL VITAL FARMS INC 8,700.0 $123K -29K -77.1% $14.12
4846 CALL RYDER SYS INC 600.0 $123K NEW $204.71
4847 JAAA JANUS DETROIT STR TR 2,434.0 $123K +2K +437.3% $50.37 +0.5%
4848 MVST MICROVAST HOLDINGS INC Industrials 81,653.0 $122K NEW $1.50 -42.7%
4849 CALL AURA MINERALS INC 1,500.0 $122K +1K +200.0% $81.60
4850 CALL TONIX PHARMACEUTICALS HLDG C 8,900.0 $122K NEW $13.75
4851 PUT INCYTE CORP 1,300.0 $122K -37K -96.6% $94.12
4852 PUT JANUX THERAPEUTICS INC 8,800.0 $122K -21K -70.3% $13.90
4853 PUT FUELCELL ENERGY INC 18,700.0 $122K -89K -82.6% $6.53
4854 DRIP DIREXION SHARES ETF TRUST 29,474.0 $122K NEW $4.14 +888.4%
4855 CALL GRAN TIERRA ENERGY INC 13,600.0 $122K NEW $8.97
4856 PUT BADGER METER INC 800.0 $122K +700.0 +700.0% $152.35
4857 PUT ENERSYS 700.0 $122K -100.0 -12.5% $173.72
4858 CALL ACCENDRA HEALTH INC 53,300.0 $122K +44K +443.9% $2.28
4859 COGT COGENT BIOSCIENCES INC Healthcare 3,153.0 $121K NEW $38.49 +4.5%
4860 CALL ATYR PHARMA INC 155,500.0 $121K -8K -4.8% $0.78
Page 243 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%