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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 242 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4821 PUT HIVE DIGITAL TECHNOLOGIES LT 65,800.0 $125K NEW $1.90
4822 CALL FLOWSERVE CORP 1,700.0 $125K +500.0 +41.7% $73.51
4823 PUT NEXA RES S A 11,800.0 $125K +11K +1866.7% $10.59
4824 PUT WABTEC 500.0 $125K NEW $249.91
4825 CALL LIMBACH HLDGS INC 1,600.0 $125K -200.0 -11.1% $78.05
4826 NXPI NXP SEMICONDUCTORS N V Technology 633.0 $125K NEW $196.86 +40.9%
4827 CALL PAYSIGN INC 21,100.0 $124K -34K -61.8% $5.90
4828 PUT PACIFIC BIOSCIENCES CALIF IN 94,300.0 $124K NEW $1.32
4829 USAR USA RARE EARTH INC Basic Materials 8,222.0 $124K NEW $15.13 +0.0%
4830 PUT VERISIGN INC 500.0 $124K -100.0 -16.7% $248.36
4831 ETF OPPORTUNITIES TRUST 7,235.0 $124K +7K +1149.6% $17.16
4832 LAND GLADSTONE LD CORP Real Estate 12,169.0 $124K NEW $10.20 -16.0%
4833 PUT DINGDONG CAYMAN LTD 48,200.0 $124K +41K +560.3% $2.57
4834 CALL KOPPERS HOLDINGS INC 3,200.0 $124K +3K +3100.0% $38.68
4835 PUT GROUPON INC 10,400.0 $124K -17K -62.6% $11.90
4836 CALL CLEARPOINT NEURO INC 13,600.0 $124K -12K -47.7% $9.10
4837 PUT RF INDS LTD 12,000.0 $124K NEW $10.31
4838 PUT ATKORE INC 2,100.0 $124K +200.0 +10.5% $58.91
4839 CALL ORGANIGRAM GLOBAL INC 92,200.0 $124K +70K +321.0% $1.34
4840 CALL ALPHA METALLURGICAL RESOUR I 600.0 $123K NEW $205.27
Page 242 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%