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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 240 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4781 ALLO ALLOGENE THERAPEUTICS INC Healthcare 53,282.0 $130K +47K +768.8% $2.44 -27.3%
4782 PUT KINIKSA PHARMACEUTICALS INTL 2,700.0 $130K NEW $48.15
4783 PUT MONTE ROSA THERAPEUTICS INC 7,900.0 $130K -66K -89.2% $16.45
4784 PUT NOVANTA INC 1,100.0 $130K +1K +1000.0% $118.11
4785 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 3,142.0 $130K NEW $41.27 +35.0%
4786 CALL ALLEGIANT TRAVEL CO 1,600.0 $130K -8K -84.0% $81.04
4787 CALL SANMINA CORP 1,000.0 $130K -6K -85.9% $129.64
4788 PUT HEXCEL CORP NEW 1,600.0 $129K +900.0 +128.6% $80.93
4789 IYZ ISHARES TR 3,285.0 $129K NEW $39.32 +2.2%
4790 PUT CEVA INC 6,900.0 $129K +7K +6800.0% $18.68
4791 CALL SLR INVESTMENT CORP 9,000.0 $129K +3K +52.5% $14.31
4792 MUX MCEWEN INC. Basic Materials 6,306.0 $129K -89K -93.4% $20.42 -14.7%
4793 CALL SURGERY PARTNERS INC 10,800.0 $129K +8K +369.6% $11.92
4794 TECS DIREXION SHARES ETF TRUST 6,231.0 $129K NEW $20.64 +269.4%
4795 HUBB HUBBELL INC Industrials 262.0 $129K -541.0 -67.4% $490.74 +0.2%
4796 CALL DIEBOLD NIXDORF INC 1,700.0 $128K NEW $75.44
4797 PUT BETTER HOME & FINANCE HOLDIN 3,600.0 $128K NEW $35.62
4798 VELO3D INC 13,647.0 $128K NEW $9.39
4799 CALL NEW PAC METALS CORP 30,900.0 $128K -30K -49.3% $4.14
4800 CALL AMERICAN FINANCIAL GROUP INC 1,000.0 $128K NEW $127.71
Page 240 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%