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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 238 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4741 FEPI ETF OPPORTUNITIES TRUST 3,417.0 $136K NEW $39.67 +1.2%
4742 AP AMPCO-PITTSBURG CORP Industrials 20,162.0 $135K +13K +166.2% $6.72 +22.4%
4743 CALL BLUELINX HLDGS INC 2,500.0 $135K NEW $54.18
4744 CALL ZYMEWORKS INC 5,400.0 $135K -4K -41.9% $25.04
4745 PUT IMMATICS N.V 13,700.0 $135K NEW $9.84
4746 CALL GLOBAL PARTNERS LP 3,200.0 $135K +100.0 +3.2% $42.10
4747 CALL NNN REIT INC 3,200.0 $134K +3K +700.0% $42.03
4748 AMR ALPHA METALLURGICAL RESOUR I Energy 655.0 $134K NEW $205.27 -32.5%
4749 MGNI MAGNITE INC Communication Services 11,316.0 $134K -252K -95.7% $11.88 +54.6%
4750 PUT ABEONA THERAPEUTICS INC 30,000.0 $134K +27K +809.1% $4.48
4751 CALL BILLIONTOONE INC 1,700.0 $134K NEW $78.94
4752 PUT TOMPKINS FINL CORP 1,700.0 $134K +2K +1600.0% $78.84
4753 DAKT DAKTRONICS INC Technology 6,844.0 $134K NEW $19.55 -0.1%
4754 CALL CANAAN INC 309,500.0 $134K -473K -60.5% $0.43
4755 PUT GOODRX HLDGS INC 68,200.0 $134K -47K -40.6% $1.96
4756 CALL TECNOGLASS INC 3,000.0 $134K $44.55
4757 CALL SOPHIA GENETICS SA 27,000.0 $134K NEW $4.95
4758 BKSY BLACKSKY TECHNOLOGY INC Technology 5,310.0 $134K -5K -50.2% $25.16 -12.1%
4759 PUT INVESCO CURRENCYSHARES CDN D 1,900.0 $133K NEW $70.24
4760 CALL AMERIPRISE FINL INC 300.0 $133K NEW $444.40
Page 238 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%