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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 236 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4701 ARCT ARCTURUS THERAPEUTICS HLDGS Healthcare 18,166.0 $140K NEW $7.72 -26.7%
4702 OFRM ONCE UPON A FARM PBC Consumer Defensive 8,575.0 $140K NEW $16.35 -6.5%
4703 PUT LAZARD INC 3,300.0 $140K -2K -31.2% $42.48
4704 SPYI NEOS ETF TRUST 2,839.0 $140K NEW $49.37 +6.5%
4705 PUT SOUND GROUP INC 8,300.0 $140K -27K -76.8% $16.88
4706 CALL TEXTRON INC 1,600.0 $140K -5K -74.6% $87.56
4707 PUT TEXTRON INC 1,600.0 $140K +1K +433.3% $87.56
4708 PUT PERMA-FIX ENVIRONMENTAL SVCS 13,100.0 $140K NEW $10.69
4709 PUT KODIAK GAS SVCS INC 2,400.0 $140K -46K -95.0% $58.32
4710 TW TRADEWEB MKTS INC Financial Services 1,187.0 $140K -2K -58.0% $117.66 -15.4%
4711 PUT CBIZ INC 5,200.0 $140K +2K +48.6% $26.85
4712 CALL CLEARWATER PAPER CORP 9,700.0 $139K $14.38
4713 PUT URBAN OUTFITTERS INC 2,200.0 $139K -26K -92.3% $63.35
4714 PUT LAMAR ADVERTISING CO 1,100.0 $139K +300.0 +37.5% $126.66
4715 ABEONA THERAPEUTICS INC 31,096.0 $139K -67K -68.3% $4.48
4716 PUT ACRES COMMERCIAL REALTY CORP 7,200.0 $139K NEW $19.32
4717 CALL BUILD-A-BEAR WORKSHOP INC 3,700.0 $139K -8K -68.1% $37.45
4718 PUT SINCLAIR INC 10,700.0 $138K +9K +494.4% $12.94
4719 CALL RYMAN HOSPITALITY PPTYS INC 1,500.0 $138K +1K +400.0% $92.27
4720 CALL UGI CORP NEW 3,800.0 $138K -2K -30.9% $36.42
Page 236 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%