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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 233 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4641 TSLQ INVESTMENT MANAGERS SER TR I 6,052.0 $149K -8K -57.8% $24.59 +12.5%
4642 PUT FIRST WATCH RESTAURANT GROUP 14,200.0 $149K NEW $10.48
4643 CALL YORKVILLE ACQUISITION CORP. 14,700.0 $149K +14K +3575.0% $10.11
4644 HOOW ROUNDHILL ETF TRUST 6,640.0 $149K +797.0 +13.6% $22.37 +12.9%
4645 CALL RYAN SPECIALTY HOLDINGS INC 4,400.0 $148K -27K -86.1% $33.74
4646 CALL MAGNOLIA OIL & GAS CORP 4,700.0 $148K +200.0 +4.4% $31.57
4647 CALL REGENXBIO INC 17,700.0 $148K +17K +1670.0% $8.38
4648 CALL CAMPING WORLD HLDGS INC 21,700.0 $148K +8K +56.1% $6.83
4649 NVCR NOVOCURE LTD Healthcare 13,561.0 $148K +7K +115.2% $10.90 +69.5%
4650 CALL KEZAR LIFE SCIENCES INC 19,900.0 $148K +400.0 +2.0% $7.42
4651 SUPN SUPERNUS PHARMACEUTICALS Healthcare 2,850.0 $147K NEW $51.69 -10.0%
4652 NUVB NUVATION BIO INC Healthcare 34,338.0 $147K NEW $4.29 +49.3%
4653 ALEC ALECTOR INC Healthcare 68,477.0 $147K -14K -16.5% $2.15 -30.7%
4654 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 47,867.0 $147K NEW $3.07 -21.3%
4655 CALL PALLADYNE AI CORP 24,200.0 $147K +2K +9.0% $6.07
4656 CALL NCR VOYIX CORPORATION 23,200.0 $147K +17K +256.9% $6.33
4657 CALL ONE GAS INC 1,700.0 $146K -100.0 -5.6% $86.13
4658 CALL NABORS INDUSTRIES LTD 1,700.0 $146K -1K -39.3% $86.06
4659 SVXY PROSHARES TR II Financial Services 3,194.0 $146K -16K -83.2% $45.80 +23.4%
4660 PUT HAMILTON INSURANCE GROUP LTD 4,900.0 $146K NEW $29.83
Page 233 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%