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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 232 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4621 PUT WORTHINGTON ENTERPRISES INC 2,900.0 $151K -4K -57.4% $52.14
4622 ICLR ICON PLC Healthcare 1,366.0 $151K NEW $110.66 +51.4%
4623 CALL VAXCYTE INC 2,600.0 $151K +2K +2500.0% $58.11
4624 CALL ALCON AG 2,000.0 $151K -12K -85.9% $75.35
4625 CALL TALKSPACE INC 29,100.0 $151K +12K +65.3% $5.17
4626 BTCI NEOS ETF TRUST 4,592.0 $151K -1K -24.6% $32.78 -13.5%
4627 ALSN ALLISON TRANSMISSION HLDGS I Consumer Cyclical 1,285.0 $150K NEW $117.06 +4.0%
4628 AREC AMERICAN RES CORP Energy 62,117.0 $150K NEW $2.42 -29.1%
4629 KASPI KZ JSC 2,029.0 $150K -2K -43.7% $74.07
4630 CALL MAGNERA CORP 15,800.0 $150K NEW $9.51
4631 PUT CORBUS PHARMACEUTICALS HLDGS 16,000.0 $150K NEW $9.39
4632 LAZ LAZARD INC Financial Services 3,532.0 $150K +225.0 +6.8% $42.48 +3.8%
4633 MAXI SIMPLIFY EXCHANGE TRADED FUN 15,728.0 $150K NEW $9.53 -4.7%
4634 UGI UGI CORP NEW Utilities 4,115.0 $150K -13K -75.8% $36.42 +2.6%
4635 PUT INVESCO MORTGAGE CAPITAL INC 18,500.0 $149K NEW $8.08
4636 CALL FULGENT GENETICS INC 9,400.0 $149K -43K -82.1% $15.90
4637 PUT VELO3D INC 15,900.0 $149K NEW $9.39
4638 STE STERIS PLC Healthcare 675.0 $149K NEW $221.13 -3.2%
4639 DIVO AMPLIFY ETF TR 3,327.0 $149K +3K +474.6% $44.85 +3.9%
4640 CALL PATTERN GROUP INC 12,000.0 $149K +10K +380.0% $12.43
Page 232 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%