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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 231 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4601 PUT GLOBUS MED INC 1,800.0 $155K -16K -89.7% $86.16
4602 PUT UNITED STS GASOLINE FD LP 1,500.0 $155K +1K +1400.0% $103.34
4603 CALL KRYSTAL BIOTECH INC 600.0 $155K +500.0 +500.0% $258.32
4604 CALL VISTEON CORP 1,700.0 $155K NEW $91.11
4605 FBL GRANITESHARES ETF TR 6,733.0 $155K -49K -87.9% $22.96 +0.7%
4606 CALL MITSUBISHI UFJ FINANCIAL GRO 9,100.0 $154K NEW $16.97
4607 PUT CORPORACION AMER ARPTS S A 6,100.0 $154K NEW $25.29
4608 PUT IMPINJ INC 1,500.0 $154K NEW $102.70
4609 PUT IMMUNOCORE HLDGS PLC 5,100.0 $154K +5K +2450.0% $30.15
4610 PUT NVENT ELEC PLC 1,300.0 $154K +100.0 +8.3% $118.28
4611 ACTG ACACIA RESH CORP Industrials 31,955.0 $154K +14K +76.7% $4.81 -3.0%
4612 CALL AIRO GROUP HLDGS INC 20,200.0 $154K +6K +39.3% $7.61
4613 CALL PHILLIPS EDISON & CO INC 4,100.0 $153K +2K +105.0% $37.42
4614 CALL COCA COLA CONS INC 800.0 $153K NEW $191.74
4615 CALL AMERESCO INC 6,000.0 $153K -25K -80.5% $25.50
4616 ENSG ENSIGN GROUP INC Healthcare 758.0 $153K NEW $201.50 -14.4%
4617 CALL SSGA ACTIVE ETF TR 3,800.0 $153K -300.0 -7.3% $40.14
4618 PUT SPROUT SOCIAL INC 26,700.0 $152K +17K +187.1% $5.70
4619 PUT LANTHEUS HLDGS INC 2,000.0 $152K +900.0 +81.8% $75.85
4620 CALL COUSINS PPTYS INC 6,700.0 $151K $22.57
Page 231 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%