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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 227 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4521 PUT MUELLER INDS INC 1,500.0 $166K -600.0 -28.6% $110.80
4522 PUT DAKOTA GOLD CORP 32,900.0 $166K +30K +867.6% $5.05
4523 PUT VOYAGER TECHNOLOGIES INC 7,100.0 $166K -14K -66.5% $23.39
4524 OLMA OLEMA PHARMACEUTICALS INC Healthcare 11,127.0 $166K +6K +109.1% $14.91 -21.5%
4525 CALL FORTIVE CORP 3,000.0 $166K -400.0 -11.8% $55.28
4526 PUT ASANA INC 25,900.0 $166K -20K -43.0% $6.40
4527 DC DAKOTA GOLD CORP Basic Materials 32,762.0 $165K NEW $5.05 -7.9%
4528 PUT AMYLYX PHARMACEUTICALS INC 11,900.0 $165K +9K +340.7% $13.90
4529 RHI ROBERT HALF INC. Industrials 6,504.0 $165K -10K -59.7% $25.40 +38.9%
4530 CALL MISSION PRODUCE INC 12,000.0 $165K +10K +566.7% $13.76
4531 CALL NEW FOUND GOLD CORP 85,100.0 $165K -49K -36.5% $1.94
4532 TFIN TRIUMPH FINANCIAL INC Financial Services 2,761.0 $165K +1K +81.4% $59.66 +28.9%
4533 WTI W & T OFFSHORE INC Energy 48,234.0 $164K NEW $3.41 +7.3%
4534 CALL ALGOMA STL GROUP INC 39,800.0 $164K -94K -70.2% $4.13
4535 CALL IRONWOOD PHARMACEUTICALS INC 46,800.0 $164K NEW $3.51
4536 PUT YORK SPACE SYSTEMS INC 7,400.0 $164K NEW $22.17
4537 CLOV CLOVER HEALTH INVESTMENTS CO Healthcare 93,109.0 $164K NEW $1.76 +145.5%
4538 NWSA NEWS CORP NEW Communication Services 6,572.0 $164K -7K -53.1% $24.93 +7.3%
4539 PUT PERION NETWORK LTD 16,400.0 $164K -125K -88.4% $9.99
4540 MSFU DIREXION SHARES ETF TRUST 7,112.0 $164K NEW $23.01 -0.5%
Page 227 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%