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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 223 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4441 GRANITESHARES ETF TR 2,866.0 $176K -625.0 -17.9% $61.55
4442 FORM FORMFACTOR INC Technology 1,817.0 $176K NEW $96.99 +7.3%
4443 PUT TRIMBLE INC 2,700.0 $176K $65.23
4444 PUT ALIGHT INC 301,900.0 $176K $0.58
4445 PUT FIRST COMWLTH FINL CORP PA 10,000.0 $176K NEW $17.58
4446 CALL NRX PHARMACEUTICALS INC 82,400.0 $176K -22K -20.9% $2.13
4447 PUT IMMUNEERING CORP 33,300.0 $175K +23K +223.3% $5.27
4448 RAIL FREIGHTCAR AMER INC Industrials 22,018.0 $175K +10K +83.5% $7.97 +5.4%
4449 TAC TRANSALTA CORP Utilities 13,392.0 $175K +4K +40.3% $13.10 +4.7%
4450 PUT TXNM ENERGY INC 3,000.0 $175K -1K -31.8% $58.46
4451 CALL DT MIDSTREAM INC 1,300.0 $175K +700.0 +116.7% $134.67
4452 PUT SIMPLY GOOD FOODS CO 12,200.0 $175K +10K +480.9% $14.35
4453 PUT 17 ED & TECHNOLOGY GROUP INC 96,700.0 $175K NEW $1.81
4454 CALL NET POWER INC 112,100.0 $175K +33K +42.4% $1.56
4455 CALL OLLIES BARGAIN OUTLET HLDGS 1,900.0 $175K -1K -36.7% $92.04
4456 PUT USA TODAY CO INC 24,800.0 $175K +23K +1205.3% $7.05
4457 BUNGE GLOBAL SA 1,374.0 $175K -2K -54.8% $127.20
4458 CALL BLACKROCK ETF TRUST 5,300.0 $175K NEW $32.95
4459 SBH SALLY BEAUTY HLDGS INC Consumer Cyclical 12,594.0 $174K +8K +157.9% $13.85 +5.7%
4460 CALL CRINETICS PHARMACEUTICALS IN 4,800.0 $174K NEW $36.32
Page 223 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%