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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 222 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4421 PUT KYVERNA THERAPEUTICS INC 20,900.0 $180K +900.0 +4.5% $8.63
4422 PUT PRINCIPAL FINANCIAL GROUP IN 2,000.0 $180K NEW $90.11
4423 CALL EVERSOURCE ENERGY 2,600.0 $180K -10K -79.5% $69.28
4424 TIDAL TRUST II 6,005.0 $180K -2K -27.9% $29.99
4425 PUT EQUIFAX INC 1,000.0 $180K -5K -83.0% $180.07
4426 PUT DAKTRONICS INC 9,200.0 $180K +9K +2966.7% $19.55
4427 CBZ CBIZ INC Industrials 6,687.0 $180K +6K +1794.3% $26.85 +58.8%
4428 CALL ISHARES TR 3,900.0 $179K -400.0 -9.3% $46.01
4429 PUT VITAL FARMS INC 12,700.0 $179K -5K -29.1% $14.12
4430 PUT INVESCO CURRENCYSHARES BRIT 1,400.0 $178K +600.0 +75.0% $127.35
4431 PUT UNITED BANKSHARES INC WEST V 4,300.0 $178K NEW $41.42
4432 MIST MILESTONE PHARMACEUTICALS IN Healthcare 149,291.0 $178K NEW $1.19 -2.5%
4433 GERN GERON CORP Healthcare 119,000.0 $177K +84K +243.9% $1.49 -4.7%
4434 PUT ABACUS GLOBAL MGMT INC 22,500.0 $177K +14K +181.2% $7.88
4435 CATX PERSPECTIVE THERAPEUTICS INC Healthcare 42,486.0 $177K NEW $4.17 -30.2%
4436 PUT KENNAMETAL INC 4,900.0 $177K NEW $36.13
4437 ALMS ALUMIS INC Healthcare 8,030.0 $177K NEW $22.03 +27.1%
4438 CALL BBB FOODS INC 5,000.0 $177K +500.0 +11.1% $35.37
4439 SGOL ETFS GOLD TR Financial Services 3,963.0 $177K NEW $44.62 -13.5%
4440 CALL SPROTT ETF TRUST 2,100.0 $177K +2K +250.0% $84.06
Page 222 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%