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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 221 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4401 RDNT RADNET INC Healthcare 3,284.0 $184K -4K -56.5% $55.89 +10.2%
4402 GOAU ETF SER SOLUTIONS 4,136.0 $183K +2K +115.4% $44.36 -16.6%
4403 STGW STAGWELL INC Communication Services 29,150.0 $183K +29K +10000.0% $6.29 +18.0%
4404 PUT FORTUNE BRANDS INNOVATIONS I 4,700.0 $183K NEW $38.97
4405 CALL PENTAIR PLC 2,100.0 $183K -2K -41.7% $87.11
4406 CALL PAYMENTUS HOLDINGS INC 7,200.0 $183K +7K +1100.0% $25.40
4407 PUT DIME CMNTY BANCSHARES INC 5,400.0 $183K NEW $33.82
4408 PUT HELLO GROUP INC 31,700.0 $183K +3K +10.8% $5.76
4409 PUT ONESTREAM INC 7,600.0 $182K -36K -82.4% $24.00
4410 PUT RELMADA THERAPEUTICS INC 26,200.0 $182K NEW $6.96
4411 CALL RACKSPACE TECHNOLOGY INC 185,300.0 $182K +145K +356.4% $0.98
4412 PUT MORGAN STANLEY DIRECT LENDIN 13,000.0 $181K NEW $13.96
4413 CALL RADIANT LOGISTICS INC 25,700.0 $181K +21K +497.7% $7.05
4414 PPC PILGRIMS PRIDE CORP Consumer Defensive 4,795.0 $181K NEW $37.76 -24.0%
4415 PUT SO YOUNG INTERNATIONAL INC 66,300.0 $181K -33K -33.0% $2.73
4416 CALL ARCHROCK INC 5,200.0 $181K +2K +92.6% $34.80
4417 PUT SKYWATER TECHNOLOGY INC 6,600.0 $181K +3K +88.6% $27.41
4418 CALL BROADSTONE NET LEASE INC 9,900.0 $181K -23K -70.2% $18.27
4419 PUT KONINKLIJKE PHILIPS N V 6,600.0 $181K -15K -69.2% $27.40
4420 PUT VINFAST AUTO LTD 46,900.0 $181K -294K -86.3% $3.85
Page 221 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%