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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 220 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4381 CALL SUN CTRY AIRLS HLDGS INC 11,300.0 $187K -2K -11.7% $16.52
4382 PUT BEAZER HOMES USA INC 9,700.0 $187K +7K +234.5% $19.24
4383 CALL DEFI TECHNOLOGIES INC 337,500.0 $186K -334K -49.7% $0.55
4384 CALL OAKTREE SPECIALTY LENDING 16,500.0 $186K NEW $11.30
4385 PUT TIDAL TRUST II 13,800.0 $186K NEW $13.51
4386 CALL INVITATION HOMES INC 7,500.0 $186K -48K -86.5% $24.85
4387 CALL HEXCEL CORP NEW 2,300.0 $186K +2K +283.3% $80.93
4388 PUT GCI LIBERTY INC 5,000.0 $186K -300.0 -5.7% $37.21
4389 AGO ASSURED GUARANTY LTD Financial Services 2,283.0 $186K NEW $81.48 +4.8%
4390 CALL OSI SYSTEMS INC 700.0 $186K +600.0 +600.0% $265.51
4391 NFTY FIRST TR EXCH TRD ALPHDX FD 3,602.0 $185K +3K +1692.0% $51.50 +2.5%
4392 PUT MAGNITE INC 15,600.0 $185K -154K -90.8% $11.88
4393 CALL NIAGEN BIOSCIENCE INC 42,000.0 $185K -1K -2.5% $4.41
4394 DRVN DRIVEN BRANDS HLDGS INC Consumer Cyclical 14,684.0 $185K +14K +1721.8% $12.61 +7.9%
4395 PUT BLACKLINE INC 5,000.0 $185K -7K -58.7% $37.00
4396 PUT BICARA THERAPEUTICS INC 9,300.0 $185K +2K +36.8% $19.89
4397 CALL LITE STRATEGY INC 159,400.0 $185K +130K +451.6% $1.16
4398 SNX TD SYNNEX CORPORATION Technology 1,095.0 $185K NEW $168.71 +44.0%
4399 PFFA ETFIS SER TR I 9,060.0 $184K +6K +183.2% $20.36 +0.3%
4400 ABX ABACUS GLOBAL MGMT INC Financial Services 23,406.0 $184K -33K -58.4% $7.88 +31.7%
Page 220 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%