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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 218 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4341 PUT TRILOGY METALS INC NEW 53,900.0 $194K -8K -12.8% $3.59
4342 CALL LTC PPTYS INC 5,200.0 $193K -4K -42.9% $37.16
4343 CALL FLOOR & DECOR HLDGS INC 3,800.0 $193K -80K -95.4% $50.80
4344 CALL INVESTMENT MANAGERS SER TR I 5,000.0 $193K -2K -28.6% $38.56
4345 PUT ZEDGE INC 65,800.0 $193K -900.0 -1.4% $2.93
4346 REFI CHICAGO ATLANTIC REAL ESTATE Real Estate 17,024.0 $193K NEW $11.32 -10.2%
4347 PUT ESPERION THERAPEUTICS INC NE 70,300.0 $193K NEW $2.74
4348 TX TERNIUM SA Basic Materials 4,790.0 $192K NEW $40.15 +17.4%
4349 CALL OPKO HEALTH INC 168,200.0 $192K -95K -36.0% $1.14
4350 CALL CONCENTRIX CORP 7,000.0 $192K +2K +34.6% $27.36
4351 DOO BRP INC Consumer Cyclical 2,662.0 $191K +2K +619.5% $71.81 -16.0%
4352 CALL ENLIGHT RENEWABLE ENERGY LTD 2,800.0 $191K NEW $68.26
4353 CALL ICHOR HOLDINGS 4,100.0 $191K -3K -38.8% $46.61
4354 PUT DXC TECHNOLOGY CO 15,200.0 $191K -6K -27.6% $12.57
4355 PUT CEMEX SA EURO MTN BE 144A 16,700.0 $191K -7K -30.7% $11.44
4356 WOR WORTHINGTON ENTERPRISES INC Industrials 3,661.0 $191K +3K +775.8% $52.14 +5.8%
4357 CALL SES AI CORPORATION 198,300.0 $191K -205K -50.8% $0.96
4358 PUT ARKO CORP 34,300.0 $191K +18K +105.4% $5.56
4359 LUFAX HOLDING LTD 101,933.0 $191K -51K -33.2% $1.87
4360 CALL MADDEN STEVEN LTD 5,600.0 $190K +2K +36.6% $33.92
Page 218 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%