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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 217 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4321 CALL EQUITABLE HLDGS INC 5,300.0 $197K +5K +5200.0% $37.11
4322 PUT COMMERCIAL METALS CO 3,200.0 $197K -2K -34.7% $61.43
4323 CLH CLEAN HARBORS INC Industrials 685.0 $196K +503.0 +276.4% $286.73 +5.9%
4324 CALL BUCKLE INC 3,900.0 $196K +4K +1850.0% $50.36
4325 GOLD GOLD COM INC Financial Services 4,899.0 $196K -3K -38.7% $40.08 -1.8%
4326 CALL TIPTREE INC 11,600.0 $196K -42K -78.2% $16.92
4327 SVOL SIMPLIFY EXCHANGE TRADED FUN 12,774.0 $196K NEW $15.34 +4.4%
4328 CALL AMPLIFY ENERGY CORP NEW 31,400.0 $196K -266K -89.4% $6.24
4329 SGDJ SPROTT ETF TRUST 2,275.0 $196K +2K +463.1% $86.08 -12.0%
4330 PUT MASIMO CORP 1,100.0 $196K NEW $177.87
4331 PUT BROWN & BROWN INC 3,000.0 $196K +400.0 +15.4% $65.21
4332 PUT MBIA INC 33,100.0 $196K +3K +9.2% $5.91
4333 PUT REZOLVE AI PLC 76,100.0 $195K -102K -57.3% $2.56
4334 CALL GUIDEWIRE SOFTWARE INC 1,300.0 $194K -900.0 -40.9% $149.56
4335 CALL TRIMAS CORP 5,400.0 $194K NEW $35.94
4336 TSAT TELESAT CORP Technology 5,360.0 $194K +5K +607.1% $36.20 +8.8%
4337 MOMO HELLO GROUP INC Communication Services 33,640.0 $194K +21K +165.2% $5.76 +2.1%
4338 PUT CAVCO INDS INC DEL 400.0 $194K +300.0 +300.0% $484.29
4339 PUT LLOYDS BANKING GROUP PLC 38,500.0 $194K +15K +61.8% $5.03
4340 CALL WISDOMTREE TR 3,700.0 $194K NEW $52.30
Page 217 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%