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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 216 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4301 CALL GLADSTONE CAP CORP 11,500.0 $200K +11K +10000.0% $17.35
4302 LX LEXINFINTECH HLDGS LTD Financial Services 91,493.0 $199K NEW $2.18 -32.1%
4303 CALL KALVISTA PHARMACEUTICALS INC 9,900.0 $199K NEW $20.13
4304 PUT HDFC BANK LTD 8,000.0 $199K +100.0 +1.3% $24.88
4305 CALL REPLIMUNE GROUP INC 26,000.0 $199K -14K -34.7% $7.65
4306 CALL INOVIO PHARMACEUTICALS INC 114,300.0 $199K -149K -56.5% $1.74
4307 CALL UNICYCIVE THERAPEUTICS INC 30,200.0 $199K +29K +2645.4% $6.58
4308 PUT SIMMONS FIRST NATL CORP 10,200.0 $198K +9K +920.0% $19.45
4309 SMCY TIDAL TRUST II 36,137.0 $198K +31K +568.5% $5.48 -12.0%
4310 CALL CANDEL THERAPEUTICS INC 40,400.0 $198K -18K -31.2% $4.90
4311 ADT ADT INC DEL Industrials 30,113.0 $198K -26K -46.2% $6.57 +7.2%
4312 WOLF WOLFSPEED INC Technology 12,121.0 $198K -23K -65.4% $16.32 +59.1%
4313 KELYA KELLY SVCS INC Industrials 22,333.0 $198K NEW $8.85 +71.3%
4314 CALL ENERGIZER HLDGS INC 12,000.0 $197K +6K +90.5% $16.42
4315 TUR ISHARES INC 5,098.0 $197K -33K -86.6% $38.65 +1.3%
4316 PUT NET LEASE OFFICE PROPERTIES 17,100.0 $197K +8K +90.0% $11.52
4317 PUT ULTRAGENYX PHARMACEUTICAL IN 9,400.0 $197K NEW $20.95
4318 NSA NATIONAL STORAGE AFFILIATES Real Estate 5,216.0 $197K NEW $37.74 +15.0%
4319 RELL RICHARDSON ELECTRS LTD Technology 17,975.0 $197K +15K +558.9% $10.95 +64.0%
4320 FLNC FLUENCE ENERGY INC Utilities 14,302.0 $197K -15K -51.0% $13.76 -2.3%
Page 216 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%