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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 212 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4221 PUT THEMES ETF TR 39,800.0 $215K +18K +85.1% $5.40
4222 PUT ALDEYRA THERAPEUTICS INC 127,100.0 $215K +103K +425.2% $1.69
4223 PUT PRIMORIS SVCS CORP 1,500.0 $215K NEW $143.04
4224 PUT ARBUTUS BIOPHARMA CORP 47,600.0 $214K -13K -21.2% $4.50
4225 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 2,742.0 $214K NEW $78.03 -5.3%
4226 PUT MANULIFE FINL CORP 6,200.0 $214K -2K -22.5% $34.44
4227 PUT KODIAK SCIENCES INC 5,600.0 $213K +2K +36.6% $38.12
4228 PUT FLYWIRE CORPORATION 18,300.0 $213K +18K +2950.0% $11.64
4229 CALL TANDEM DIABETES CARE INC 11,100.0 $213K -5K -31.9% $19.17
4230 KINS KINGSTONE COS INC Financial Services 14,591.0 $213K +5K +54.4% $14.57 +36.1%
4231 CALL LEXINFINTECH HLDGS LTD 97,300.0 $212K -124K -56.0% $2.18
4232 CALL GENEDX HOLDINGS CORP 3,300.0 $212K -13K -80.2% $64.22
4233 BLND BLEND LABS INC Technology 124,386.0 $211K NEW $1.70 +1.8%
4234 PUT BIRKENSTOCK HOLDING PLC 5,900.0 $211K -38K -86.6% $35.83
4235 PUT INVESTMENT MANAGERS SER TR I 5,800.0 $211K -3K -34.1% $36.31
4236 PUT NORTHERN OIL & GAS INC 7,200.0 $210K -31K -81.0% $29.23
4237 BRIGHTSTAR LOTTERY PLC 16,497.0 $210K +10K +147.6% $12.74
4238 BSOL BITWISE SOLANA STAKING ETF Financial Services 19,020.0 $210K -27K -58.8% $11.05 -8.7%
4239 SEALSQ CORP 80,206.0 $210K -29K -26.6% $2.62
4240 CALL HIGH TIDE INC 91,700.0 $210K +28K +43.7% $2.29
Page 212 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%