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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 211 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4201 INVESTMENT MANAGERS SER TR I 4,231.0 $219K -3K -42.5% $51.86
4202 PUT MATTEL INC 15,100.0 $219K -90K -85.6% $14.53
4203 CALL ELLINGTON FINANCIAL INC 18,500.0 $219K +11K +160.6% $11.85
4204 CALL QUANTUM SI INC 283,200.0 $219K -38K -11.9% $0.77
4205 CALL SIDUS SPACE INC 94,400.0 $219K NEW $2.32
4206 KEYS KEYSIGHT TECHNOLOGIES INC Technology 775.0 $219K NEW $282.37 +14.1%
4207 PUT ROBERT HALF INC. 8,600.0 $218K -87K -91.0% $25.40
4208 FUBO FUBOTV INC Communication Services 23,062.0 $218K NEW $9.46 -9.5%
4209 CALL LIGHTSPEED COMMERCE INC 24,300.0 $218K -600.0 -2.4% $8.96
4210 PUT BRINKS CO 2,100.0 $218K -400.0 -16.0% $103.63
4211 CALL METALLA RTY & STREAMING LTD 32,800.0 $217K NEW $6.63
4212 PUT WOODSIDE ENERGY GROUP LTD 9,100.0 $217K +6K +213.8% $23.88
4213 PUT ZEVRA THERAPEUTICS INC 23,300.0 $217K -7K -22.3% $9.32
4214 GLPG GALAPAGOS NV Healthcare 7,227.0 $217K +7K +9666.2% $30.00 -6.7%
4215 CALL AGIOS PHARMACEUTICALS INC 6,400.0 $217K -12K -66.0% $33.83
4216 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 11,684.0 $216K NEW $18.49 +33.1%
4217 CALL GLOBAL SHIP LEASE INC 5,800.0 $216K -2K -26.6% $37.23
4218 CALL SAGIMET BIOSCIENCES INC 41,300.0 $216K +11K +37.7% $5.22
4219 PUT ZYMEWORKS INC 8,600.0 $215K -6K -41.1% $25.04
4220 CALL PORCH GROUP INC 30,000.0 $215K -4K -11.2% $7.17
Page 211 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%