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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 207 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4121 ALTO ALTO INGREDIENTS INC Basic Materials 48,320.0 $234K +30K +164.5% $4.84 -2.3%
4122 CALL NET LEASE OFFICE PROPERTIES 20,300.0 $234K +17K +480.0% $11.52
4123 UVV UNIVERSAL CORP VA MTNS BK EN Consumer Defensive 4,428.0 $233K NEW $52.70 +0.8%
4124 CALL EYEPOINT INC 18,100.0 $233K +4K +30.2% $12.89
4125 CALL AELUMA INC 17,800.0 $233K +14K +334.1% $13.09
4126 AWR AMER STATES WTR CO Utilities 3,081.0 $233K NEW $75.62 +16.8%
4127 PUT BECTON DICKINSON & CO 3,300.0 $232K -16K -82.5% $70.42
4128 RRX REGAL REXNORD CORPORATION Industrials 1,240.0 $232K +1K +2538.3% $187.26 +14.9%
4129 CALL MAREX GROUP PLC 5,200.0 $232K +100.0 +2.0% $44.58
4130 CALL Q2 HLDGS INC 4,900.0 $232K +4K +880.0% $47.30
4131 PUT THOR INDS INC 2,900.0 $232K -1K -32.6% $79.89
4132 PUT ALTIMMUNE INC 75,000.0 $231K -488K -86.7% $3.08
4133 PUT ELICIO THERAPEUTICS INC 21,600.0 $231K +22K +10000.0% $10.69
4134 CALL ZIFF DAVIS INC 5,500.0 $231K +4K +175.0% $41.96
4135 ZNTL ZENTALIS PHARMACEUTICALS INC Healthcare 98,554.0 $231K NEW $2.34 +82.9%
4136 PUT HIGH TEMPLAR TECHNOLOGY LTD 118,800.0 $230K +116K +4469.2% $1.94
4137 CALL PERSPECTIVE THERAPEUTICS INC 55,200.0 $230K NEW $4.17
4138 CALL INVIVYD INC 177,000.0 $230K -79K -31.0% $1.30
4139 CALL BANCO BILBAO VIZCAYA ARGENTA 10,600.0 $230K NEW $21.66
4140 CALL PROG HOLDINGS INC 8,000.0 $230K +7K +1042.9% $28.69
Page 207 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%