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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 206 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4101 CALL BEAM THERAPEUTICS INC 9,900.0 $236K -61K -86.0% $23.83
4102 PUT WEALTHFRONT CORP 25,500.0 $236K NEW $9.25
4103 PUT GORILLA TECHNOLOGY GROUP INC 22,400.0 $236K NEW $10.53
4104 PUT OR ROYALTIES INC. 6,200.0 $236K +2K +40.9% $38.02
4105 CALL AURORA CANNABIS INC 72,000.0 $235K -61K -46.0% $3.27
4106 PUT TAL ED GROUP 20,700.0 $235K -57K -73.5% $11.37
4107 PUT CALIFORNIA RES CORP 3,400.0 $235K +2K +100.0% $69.22
4108 PUT TIPTREE INC 13,900.0 $235K -87K -86.3% $16.92
4109 PUT GLOBANT S A 5,100.0 $235K -51K -90.9% $46.11
4110 PUT ZIFF DAVIS INC 5,600.0 $235K +4K +180.0% $41.96
4111 PUT CAMPING WORLD HLDGS INC 34,400.0 $235K +26K +314.5% $6.83
4112 CLBT CELLEBRITE DI LTD Technology 17,035.0 $235K -25K -59.3% $13.78 +2.0%
4113 CALL HILTON GRAND VACATIONS INC 6,000.0 $235K NEW $39.12
4114 PUT FLUTTER ENTMT PLC 2,300.0 $234K -26K -92.0% $101.95
4115 GALT GALECTIN THERAPEUTICS INC Healthcare 84,000.0 $234K +78K +1405.7% $2.79 +23.7%
4116 CALL ALTO INGREDIENTS INC 48,400.0 $234K -3K -6.4% $4.84
4117 PUT REZOLUTE INC 76,700.0 $234K +56K +272.3% $3.05
4118 PUT FULCRUM THERAPEUTICS INC 30,500.0 $234K +16K +104.7% $7.67
4119 CALL ACADIA HEALTHCARE COMPANY IN 10,000.0 $234K NEW $23.39
4120 CALL KADANT INC 800.0 $234K -700.0 -46.7% $292.35
Page 206 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%