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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 205 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4081 CALL KINSALE CAP GROUP INC 700.0 $239K $341.66
4082 USL UNITED STS 12 MONTH OIL FD L Financial Services 4,961.0 $239K NEW $48.20 +8.2%
4083 AIRS AIRSCULPT TECHNOLOGIES INC Healthcare 84,478.0 $239K NEW $2.83 +65.0%
4084 CALL TAL ED GROUP 21,000.0 $239K -3K -11.0% $11.37
4085 CALL AMBEV SA 81,700.0 $239K -24K -22.9% $2.92
4086 PUT RINGCENTRAL INC 6,400.0 $238K +2K +36.2% $37.19
4087 PROF PROFOUND MED CORP Healthcare 36,718.0 $238K +36K +6050.4% $6.48 +5.7%
4088 PUT WPP PLC NEW 15,300.0 $238K +15K +2450.0% $15.55
4089 PUT TONIX PHARMACEUTICALS HLDG C 17,300.0 $238K NEW $13.75
4090 CALL AECOM 2,800.0 $237K -7K -72.5% $84.82
4091 PUT AECOM 2,800.0 $237K -4K -59.4% $84.82
4092 CALL UNIVERSAL CORP VA MTNS BK EN 4,500.0 $237K +2K +114.3% $52.70
4093 CALL GROUPON INC 19,900.0 $237K -266K -93.0% $11.90
4094 CALL GLOBAL NET LEASE INC 25,300.0 $237K +23K +912.0% $9.36
4095 FLNA FILANA THERAPEUTICS INC Healthcare 139,995.0 $237K -33K -19.1% $1.69 -44.8%
4096 CALL DANAOS CORPORATION 2,100.0 $237K +1K +133.3% $112.64
4097 DNLI DENALI THERAPEUTICS INC Healthcare 12,315.0 $236K NEW $19.20 +22.0%
4098 PUT CANADIAN NATL RY CO 2,300.0 $236K -13K -84.6% $102.77
4099 CALL MOHAWK INDS INC 2,400.0 $236K +600.0 +33.3% $98.46
4100 PUT CHEGG INC 318,300.0 $236K +257K +415.9% $0.74
Page 205 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%