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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 203 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4041 CALL RILEY EXPLORATION PERMIAN IN 6,800.0 $248K NEW $36.45
4042 PUT TRI POINTE HOMES INC 5,300.0 $248K +2K +47.2% $46.73
4043 CALL BROOKDALE SR LIVING INC 18,100.0 $248K +16K +654.2% $13.68
4044 EUAD SPINNAKER ETF SERIES 6,073.0 $247K -4K -37.2% $40.74 +3.8%
4045 CTVA CORTEVA INC Basic Materials 2,955.0 $247K -562.0 -16.0% $83.71 +6.1%
4046 PUT MERITAGE HOMES CORP 4,000.0 $247K -800.0 -16.7% $61.84
4047 CALL LADDER CAP CORP 25,300.0 $247K +21K +450.0% $9.77
4048 CALL NCINO INC 16,500.0 $247K -31K -65.2% $14.98
4049 CALL GALIANO GOLD INC 98,400.0 $247K +54K +120.6% $2.51
4050 KIM KIMCO REALTY CORP Real Estate 10,991.0 $247K +3K +43.9% $22.47 +14.6%
4051 PUT OXFORD INDS INC 6,400.0 $246K +3K +68.4% $38.51
4052 CALL MACH NATURAL RESOURCES LP 17,600.0 $246K +14K +340.0% $14.00
4053 KROS KEROS THERAPEUTICS INC Healthcare 22,288.0 $246K NEW $11.04 -8.2%
4054 CALL HALLADOR ENERGY COMPANY 15,100.0 $246K -400.0 -2.6% $16.28
4055 CALL GRIFOLS S A 30,500.0 $245K +400.0 +1.3% $8.02
4056 PUT ACLARIS THERAPEUTICS INC 65,200.0 $244K NEW $3.75
4057 PUT COMPANHIA DE SANEAMENTO BASI 8,000.0 $244K NEW $30.51
4058 CALL KODIAK SCIENCES INC 6,400.0 $244K +4K +178.3% $38.12
4059 CALL UPWORK INC 22,200.0 $243K -37K -62.3% $10.96
4060 CALL UDR INC 7,200.0 $243K +2K +46.9% $33.78
Page 203 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%