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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 202 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4021 NMRA NEUMORA THERAPEUTICS INC. Healthcare 129,156.0 $252K NEW $1.95 -20.0%
4022 GRRR GORILLA TECHNOLOGY GROUP INC Technology 23,916.0 $252K NEW $10.53 +19.4%
4023 COOPER COS INC 3,522.0 $252K -30.0 -0.8% $71.50
4024 FXA INVESCO CURRENCYSHARES AUSTR Financial Services 3,677.0 $251K NEW $68.37 +0.9%
4025 VEA VANGUARD TAX-MANAGED FDS 3,920.0 $251K +3K +522.2% $64.08 +8.9%
4026 CALL NEW YORK TIMES CO MTN BE 3,000.0 $251K -3K -48.3% $83.73
4027 PUT ENVIRI CORP 12,800.0 $251K -61K -82.6% $19.62
4028 CALL UPSTREAM BIO INC 27,900.0 $251K NEW $9.00
4029 CALL ATOMERA INC 65,900.0 $251K -12K -15.8% $3.81
4030 HIBS DIREXION SHARES ETF TRUST 5,330.0 $251K NEW $47.10 -53.9%
4031 PUT SEALSQ CORP 95,700.0 $251K +51K +112.7% $2.62
4032 XAR SPDR SERIES TRUST 987.0 $251K NEW $253.98 +6.5%
4033 CGEM CULLINAN THERAPEUTICS INC Healthcare 17,631.0 $251K +4K +33.0% $14.21 +21.6%
4034 CALL NEW FORTRESS ENERGY INC 424,200.0 $250K +127K +42.7% $0.59
4035 IVZ INVESCO LTD Financial Services 10,300.0 $250K -45K -81.3% $24.29 +22.7%
4036 ALIT ALIGHT INC Technology 428,995.0 $250K +164K +62.0% $11.65 +56.9%
4037 PUT FLOWSERVE CORP 3,400.0 $250K -2K -32.0% $73.51
4038 PR PERMIAN RESOURCES CORP Energy 11,697.0 $249K NEW $21.32 +0.2%
4039 RS RELIANCE INC Basic Materials 819.0 $249K +337.0 +69.9% $303.92 +30.1%
4040 CALL VIRIDIAN THERAPEUTICS INC 12,700.0 $248K +10K +388.5% $19.56
Page 202 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%