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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 200 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3981 PUT ERASCA INC 16,100.0 $260K +11K +215.7% $16.18
3982 CALL LARGO INC 232,100.0 $260K +140K +151.5% $1.12
3983 CALL FIRST TR EXCHANGE-TRADED FD 10,100.0 $260K NEW $25.73
3984 RXT RACKSPACE TECHNOLOGY INC Technology 265,216.0 $260K +261K +6910.7% $0.98 +310.3%
3985 PUT VIR BIOTECHNOLOGY INC 29,000.0 $260K +28K +2130.8% $8.96
3986 PUT PALLADYNE AI CORP 42,800.0 $260K +37K +678.2% $6.07
3987 SRG SERITAGE GROWTH PPTYS Real Estate 92,326.0 $259K NEW $2.81 -18.1%
3988 IWC ISHARES TR 1,625.0 $259K +392.0 +31.8% $159.61 +18.1%
3989 CALL SENSIENT TECHNOLOGIES CORP 3,000.0 $259K NEW $86.44
3990 PUT REPLIGEN CORP 2,200.0 $259K +900.0 +69.2% $117.82
3991 CALL DEFINIUM THERAPEUTICS INC 13,700.0 $259K NEW $18.90
3992 PUT GIGACLOUD TECHNOLOGY INC 5,700.0 $259K -34K -85.5% $45.38
3993 PUT WERIDE INC 31,900.0 $258K -90K -73.9% $8.09
3994 CALL MADISON SQUARE GRDN SPRT COR 800.0 $257K NEW $321.40
3995 CALL BLOCK H & R INC 8,100.0 $257K +6K +350.0% $31.74
3996 CALL AGILON HEALTH INC 32,500.0 $257K NEW $7.91
3997 IDVO AMPLIFY ETF TR 6,351.0 $257K NEW $40.47 +4.6%
3998 CALL JINKOSOLAR HLDG CO LTD 10,100.0 $257K -12K -54.1% $25.41
3999 PUT H WORLD GROUP LTD 5,100.0 $256K +5K +2450.0% $50.29
4000 PUT DAUCH CORP 43,200.0 $256K NEW $5.93
Page 200 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%