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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 2 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CALL ISHARES SILVER TR 19,990,100.0 $1.36B 0.91% +2.1M +11.7% $68.14
22 PUT SELECT SECTOR SPDR TR 15,375,700.0 $1.02B 0.69% -1.4M -8.4% $66.65
23 PUT AMAZON COM INC 4,388,700.0 $914.0M 0.61% +31K +0.7% $208.27
24 PUT MICROSOFT CORP 2,366,200.0 $875.9M 0.59% +123K +5.5% $370.17
25 PUT VANECK ETF TRUST 3,276,100.0 $820.0M 0.55% -1.5M -30.8% $250.29
26 CALL SELECT SECTOR SPDR TR 12,980,200.0 $773.4M 0.52% +1.5M +12.7% $59.58
27 PUT NETFLIX INC. 7,568,800.0 $727.7M 0.49% -2.5M -24.8% $96.15
28 PUT ISHARES SILVER TR 10,536,200.0 $717.9M 0.48% -774K -6.8% $68.14
29 PUT MICRON TECHNOLOGY INC 2,117,000.0 $715.2M 0.48% +376K +21.6% $337.84
30 CALL NETFLIX INC. 7,413,400.0 $712.8M 0.48% -2.3M -23.8% $96.15
31 PUT PALANTIR TECHNOLOGIES INC 4,851,200.0 $709.6M 0.48% -1.2M -20.1% $146.28
32 PUT ADVANCED MICRO DEVICES INC 3,480,900.0 $708.1M 0.47% -305K -8.1% $203.43
33 CALL MICRON TECHNOLOGY INC 2,027,800.0 $685.1M 0.46% +627K +44.8% $337.84
34 CALL STATE STR SPDR DOW JONES IND 1,468,000.0 $680.0M 0.46% +782K +113.9% $463.19
35 PUT BROADCOM INC 2,097,100.0 $649.1M 0.43% -1.6M -42.7% $309.51
36 CALL ADVANCED MICRO DEVICES INC 2,947,600.0 $599.6M 0.40% -1.6M -35.5% $203.43
37 CALL PALANTIR TECHNOLOGIES INC 3,985,500.0 $583.0M 0.39% -2.2M -35.4% $146.28
38 CALL BROADCOM INC 1,679,500.0 $519.8M 0.35% -921K -35.4% $309.51
39 CALL UNITEDHEALTH GROUP INC 1,919,000.0 $519.3M 0.35% -869K -31.2% $270.59
40 PUT STRATEGY INC 4,152,700.0 $517.5M 0.35% +302K +7.8% $124.61
Page 2 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%