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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 199 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3961 PUT ETFIS SER TR I 12,400.0 $264K -8K -38.3% $21.33
3962 CALL TENET HEALTHCARE CORP 1,400.0 $264K -20K -93.5% $188.71
3963 DBB INVESCO DB MULTI-SECTOR COMM Financial Services 11,242.0 $264K NEW $23.50 +5.1%
3964 CALL TIDAL TRUST II 17,400.0 $264K NEW $15.16
3965 CALL ARBUTUS BIOPHARMA CORP 58,600.0 $264K -41K -41.0% $4.50
3966 NEBIUS GROUP N.V. 2,537.0 $263K NEW $103.76
3967 ARCC ARES CAPITAL CORP Financial Services 14,603.0 $263K NEW $18.02 +3.3%
3968 PUT SMURFIT WESTROCK PLC 6,600.0 $263K -38K -85.0% $39.85
3969 DRI DARDEN RESTAURANTS INC Consumer Cyclical 1,341.0 $263K NEW $196.04 -1.0%
3970 CALL GLOBANT S A 5,700.0 $263K -58K -91.1% $46.11
3971 PUT WAYSTAR HLDG CORP 10,900.0 $263K -4K -27.3% $24.11
3972 PUT JADE BIOSCIENCES INC 18,700.0 $263K $14.05
3973 PUT AGILENT TECHNOLOGIES INC 2,300.0 $262K -8K -78.1% $113.98
3974 CALL BOBS DISC FURNITURE INC 22,300.0 $262K NEW $11.75
3975 CALL ARS PHARMACEUTICALS INC 32,600.0 $262K -19K -36.5% $8.03
3976 PUT J & J SNACK FOODS CORP 3,300.0 $262K -200.0 -5.7% $79.27
3977 CDZI CADIZ INC Utilities 53,213.0 $261K -83K -60.9% $4.91 -34.8%
3978 PUT DRAGANFLY INC. 53,200.0 $261K +2K +3.5% $4.91
3979 PUT FORTUNA MNG CORP 26,300.0 $261K -18K -40.2% $9.93
3980 PUT AMENTUM HOLDINGS INC 10,000.0 $261K -11K -51.9% $26.08
Page 199 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%