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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 197 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3921 AROC ARCHROCK INC Energy 7,877.0 $274K +4K +96.7% $34.80 +10.3%
3922 ENVA ENOVA INTL INC Financial Services 2,018.0 $274K -10K -83.8% $135.83 +60.3%
3923 PUT APELLIS PHARMACEUTICALS INC 6,800.0 $274K -38K -84.7% $40.23
3924 CALL STRATA CRITICAL MEDICAL INC 65,400.0 $273K +44K +209.9% $4.18
3925 CALL SYNDAX PHARMACEUTICALS INC 11,700.0 $273K -45K -79.5% $23.36
3926 PUT NBT BANCORP INC 6,400.0 $273K NEW $42.58
3927 ASPI ASP ISOTOPES INC Basic Materials 61,648.0 $272K -32K -34.2% $4.42 -8.6%
3928 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 3,568.0 $272K NEW $76.16 -20.1%
3929 PUT FRESHPET INC 4,600.0 $271K -6K -57.8% $58.96
3930 DTCR GLOBAL X FDS 11,318.0 $271K +9K +301.8% $23.96 +18.0%
3931 PUT OCUGEN INC 149,700.0 $271K +129K +623.2% $1.81
3932 ATEN A10 NETWORKS INC Technology 11,717.0 $271K +10K +643.5% $23.12 +49.9%
3933 CALL CPS TECHNOLOGIES CORP 72,400.0 $271K +70K +3710.5% $3.74
3934 CALL WISDOMTREE TR 4,300.0 $270K +2K +87.0% $62.90
3935 LPG DORIAN LPG LTD Energy 7,901.0 $270K NEW $34.20 +33.4%
3936 CALL ABEONA THERAPEUTICS INC 60,300.0 $270K +57K +1575.0% $4.48
3937 PUT PROCEPT BIOROBOTICS CORP 10,800.0 $270K -2K -12.2% $25.01
3938 PUT AURINIA PHARMACEUTICALS INC 18,200.0 $270K -17K -48.1% $14.82
3939 COPJ SPROTT FDS TR 6,916.0 $270K +4K +123.7% $38.97 +0.9%
3940 CALL MSCI INC 500.0 $270K +100.0 +25.0% $539.01
Page 197 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%