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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 195 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3881 GASS STEALTHGAS INC Industrials 30,949.0 $284K +29K +1583.8% $9.18 -1.9%
3882 SITM SITIME CORP Technology 821.0 $284K -279.0 -25.4% $345.35 +66.9%
3883 CALL IMMUNOCORE HLDGS PLC 9,400.0 $283K $30.15
3884 CALL B & G FOODS INC 58,900.0 $283K +8K +16.9% $4.81
3885 CALL GOLD ROYALTY CORP 79,100.0 $283K -13K -14.1% $3.58
3886 CALL ADT INC DEL 43,100.0 $283K -14K -24.1% $6.57
3887 PUT GLOBAL X FDS 5,500.0 $283K -6K -51.3% $51.44
3888 CALL FIRSTCASH HOLDINGS INC 1,500.0 $282K +100.0 +7.1% $188.00
3889 PUT HONDA MOTOR CO LTD 11,600.0 $282K +2K +17.2% $24.31
3890 PUT AMICUS THERAPEUTIC 19,500.0 $282K -2K -8.4% $14.46
3891 PUT TECTONIC THERAPEUTIC INC 9,100.0 $281K +3K +40.0% $30.91
3892 CALL BRIGHTSPRING HEALTH SVCS INC 6,600.0 $281K NEW $42.61
3893 CALL DNOW INC 23,600.0 $281K +19K +461.9% $11.91
3894 CALL OPTIMIZERX CORP 44,700.0 $281K NEW $6.28
3895 LABD DIREXION SHARES ETF TRUST 17,221.0 $281K +15K +656.6% $16.30 -48.1%
3896 CALL ANNOVIS BIO INC 125,800.0 $281K +2K +1.4% $2.23
3897 HRTG HERITAGE INSURANCE HLDGS INC Financial Services 10,676.0 $280K NEW $26.25 +0.1%
3898 BDN BRANDYWINE RLTY TR Real Estate 103,379.0 $280K +18K +21.1% $2.71 +13.3%
3899 CALL SPECTRUM BRANDS HOLDINGS INC 3,800.0 $280K NEW $73.70
3900 PUT JACOBS SOLUTIONS INC 2,200.0 $280K +600.0 +37.5% $127.28
Page 195 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%