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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 194 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3861 PUT DIGITALBRIDGE GROUP INC 18,800.0 $290K -69K -78.7% $15.42
3862 PUT NORTHERN DYNASTY MINERALS LT 207,000.0 $290K NEW $1.40
3863 PUT EPR PPTYS 5,800.0 $290K -5K -44.2% $49.96
3864 SKYWARD SPECIALTY INS GROUP 6,626.0 $289K +6K +1586.0% $43.68
3865 CALL HINGE HEALTH INC 7,500.0 $289K -17K -69.5% $38.56
3866 NVDU DIREXION SHARES ETF TRUST 2,999.0 $289K -2K -36.4% $96.40 +32.3%
3867 BOX BOX INC Technology 12,217.0 $289K NEW $23.64 +19.6%
3868 PUT NASDAQ INC 3,400.0 $289K -800.0 -19.1% $84.89
3869 AM ANTERO MIDSTREAM CORP Energy 12,653.0 $288K NEW $22.80 +0.9%
3870 CALL THOMSON REUTERS CORP 3,200.0 $288K +3K +1500.0% $89.98
3871 GPC GENUINE PARTS CO Consumer Cyclical 2,720.0 $288K NEW $105.75 +13.5%
3872 CALL BOYD GAMING CORP 3,500.0 $288K -9K -71.8% $82.18
3873 PUT AMERICAN BITCOIN CORP. 311,200.0 $288K -80K -20.5% $0.92
3874 DBO INVESCO DB MULTI-SECTOR COMM Financial Services 14,592.0 $287K NEW $19.67 +17.9%
3875 PUT EXPEDITORS INTL WASH INC 2,000.0 $286K +1K +100.0% $143.23
3876 XEL XCEL ENERGY INC Utilities 3,595.0 $286K -6K -63.4% $79.44 +0.9%
3877 VIZSLA SILVER CORP 86,509.0 $285K -3K -2.9% $3.30
3878 CALL COLUMBIA BKG SYS INC 10,400.0 $285K -1K -10.3% $27.43
3879 CALL BERKLEY W R CORP 4,300.0 $285K -25K -85.2% $66.28
3880 CALL CANNAE HLDGS INC 25,000.0 $284K NEW $11.37
Page 194 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%