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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 192 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3821 RELX RELX PLC Communication Services 9,046.0 $300K +7K +267.6% $33.15 -0.9%
3822 PUT SERVE ROBOTICS INC 35,500.0 $300K -311K -89.8% $8.44
3823 WBI WATERBRIDGE INFRASTRUCTURE L Energy 11,168.0 $299K NEW $26.79 +35.2%
3824 CALL EA SERIES TRUST 8,200.0 $299K NEW $36.45
3825 XRAY DENTSPLY SIRONA INC Healthcare 25,759.0 $299K -13K -33.0% $11.60 +14.4%
3826 RXRX RECURSION PHARMACEUTICALS IN Healthcare 97,118.0 $298K NEW $3.07 -2.0%
3827 EQR EQUITY RESIDENTIAL Real Estate 5,040.0 $298K -738.0 -12.8% $59.15 +15.4%
3828 CALL TIC SOLUTIONS INC 45,300.0 $298K +23K +103.1% $6.58
3829 SAM BOSTON BEER INC Consumer Defensive 1,292.0 $298K +381.0 +41.8% $230.40 -24.3%
3830 ETN EATON CORP PLC Industrials 831.0 $297K -2K -75.0% $357.67 +16.1%
3831 CALL PEBBLEBROOK HOTEL TR 23,500.0 $297K +6K +36.6% $12.63
3832 CALL DRDGOLD LIMITED 10,100.0 $297K +4K +77.2% $29.37
3833 CALL RCI HOSPITALITY HLDGS INC 13,000.0 $297K +8K +170.8% $22.81
3834 PUT CELLEBRITE DI LTD 21,500.0 $296K +9K +70.6% $13.78
3835 BIOHAVEN LTD 34,937.0 $296K +6K +21.3% $8.46
3836 YEXT YEXT INC Technology 76,822.0 $295K -76K -49.6% $3.84 +29.2%
3837 CALL BJS RESTAURANTS INC 8,400.0 $295K -5K -35.4% $35.10
3838 CALL RING ENERGY INC 192,700.0 $295K -266K -58.0% $1.53
3839 PUT MARTIN MARIETTA MATLS INC 500.0 $294K +300.0 +150.0% $588.68
3840 CALL GENESIS ENERGY L P 16,500.0 $294K +10K +139.1% $17.83
Page 192 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%