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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 190 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3781 PUT HUNTINGTON BANCSHARES INC 20,100.0 $315K -72K -78.2% $15.65
3782 PUT NOVOCURE LTD 28,800.0 $314K +20K +213.0% $10.90
3783 CALL RAYONIER INC 15,200.0 $313K +9K +141.3% $20.62
3784 PUT LIMBACH HLDGS INC 4,000.0 $312K NEW $78.05
3785 PUT GRAPHIC PACKAGING HLDG CO 31,400.0 $312K -9K -23.0% $9.94
3786 WU WESTERN UN CO Financial Services 35,661.0 $311K -158K -81.6% $8.73 -3.0%
3787 GPRO GOPRO INC Technology 404,083.0 $311K -293K -42.0% $0.77 -10.4%
3788 PUT KYNDRYL HLDGS INC 23,700.0 $311K -33K -58.1% $13.12
3789 CALL PROSHARES TR 6,400.0 $311K +2K +48.8% $48.57
3790 SM SM ENERGY COMPANY Energy 9,968.0 $311K NEW $31.18 +7.5%
3791 EWW ISHARES INC 4,122.0 $310K +2K +63.4% $75.23 -0.3%
3792 PUT KALVISTA PHARMACEUTICALS INC 15,400.0 $310K NEW $20.13
3793 PUT HUB GROUP INC 8,600.0 $310K +2K +41.0% $36.04
3794 CALL VANGUARD WORLD FD 1,600.0 $309K -20K -92.5% $193.38
3795 PUT NEKTAR THERAPEUTICS 4,300.0 $309K -6K -57.0% $71.95
3796 CALL INVESCO CURRENCYSHARES SWISS 2,800.0 $309K NEW $110.41
3797 ELVN ENLIVEN THERAPEUTICS INC Healthcare 7,883.0 $309K +5K +197.6% $39.20 +34.7%
3798 PUT EASTERLY GOVT PPTYS INC 14,400.0 $309K +400.0 +2.9% $21.43
3799 CALL SERITAGE GROWTH PPTYS 109,800.0 $309K -95K -46.5% $2.81
3800 CALL SONOS INC 23,000.0 $308K -58K -71.8% $13.40
Page 190 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%