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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 189 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3761 ARGT GLOBAL X FDS 3,420.0 $319K -2K -37.6% $93.32 +0.8%
3762 CALL RIGEL PHARMACEUTICALS INC 11,800.0 $319K +8K +174.4% $27.04
3763 CALL CORPORACION AMER ARPTS S A 12,600.0 $319K +9K +215.0% $25.29
3764 PGC PEAPACK-GLADSTONE FINL CORP Financial Services 9,050.0 $319K NEW $35.21 +29.7%
3765 PUT NEW FORTRESS ENERGY INC 539,300.0 $318K -328K -37.9% $0.59
3766 ABVX ABIVAX SA Healthcare 2,850.0 $317K +2K +130.8% $111.35 +17.8%
3767 PUT NISOURCE INC 6,800.0 $317K +6K +871.4% $46.66
3768 DXCM DEXCOM INC Healthcare 5,052.0 $317K NEW $62.80 +12.2%
3769 CALL NANO DIMENSION LTD 186,600.0 $317K -7K -3.6% $1.70
3770 CALL LKQ CORP 10,800.0 $317K -50K -82.2% $29.37
3771 CALL JACKSON FINANCIAL INC 3,000.0 $317K +800.0 +36.4% $105.72
3772 CLW CLEARWATER PAPER CORP Basic Materials 22,052.0 $317K +15K +224.0% $14.38 +14.0%
3773 CALL ZIMMER BIOMET HOLDINGS INC 3,500.0 $316K +1K +66.7% $90.42
3774 PUT MISTRAS GROUP INC 21,400.0 $316K +11K +100.0% $14.78
3775 PUT VEEVA SYS INC 1,800.0 $316K -15K -89.3% $175.66
3776 CALL TPG INC 7,800.0 $316K -21K -72.6% $40.51
3777 PUT GOLD ROYALTY CORP 88,100.0 $315K -93K -51.5% $3.58
3778 PUT WEYERHAEUSER CO 12,900.0 $315K +4K +51.8% $24.43
3779 LITX INVESTMENT MANAGERS SER TR I 10,760.0 $315K NEW $29.26 +4.3%
3780 PUT 4D MOLECULAR THERAPEUTICS IN 33,800.0 $315K NEW $9.31
Page 189 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%