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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 186 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3701 SDCI USCF ETF TR 12,254.0 $334K NEW $27.24 +7.9%
3702 UTES ETFIS SER TR I 4,177.0 $334K +4K +1947.5% $79.90 +3.4%
3703 PUT NAVAN INC 25,200.0 $334K +24K +1838.5% $13.24
3704 PUT PROTHENA CORP PLC 34,300.0 $333K -126K -78.6% $9.72
3705 PUT COGNEX CORP 6,800.0 $333K +2K +36.0% $48.99
3706 PUT VNET GROUP INC 39,700.0 $333K -29K -42.0% $8.39
3707 CALL GRAPHIC PACKAGING HLDG CO 33,500.0 $333K +25K +276.4% $9.94
3708 PUT UROGEN PHARMA LTD 18,500.0 $333K -41K -68.9% $17.98
3709 CALL CIRRUS LOGIC INC 2,300.0 $333K +2K +187.5% $144.62
3710 CVE CENOVUS ENERGY INC Energy 12,526.0 $332K -47K -79.1% $26.53 +12.0%
3711 PUT AFFILIATED MANAGERS GROUP 1,200.0 $332K NEW $276.70
3712 CALL SCHEIN HENRY INC 4,500.0 $332K -46K -91.2% $73.70
3713 CALL BETTER HOME & FINANCE HOLDIN 9,300.0 $331K NEW $35.62
3714 LSCC LATTICE SEMICONDUCTOR CORP Technology 3,571.0 $331K +4K +7339.6% $92.76 +48.9%
3715 CALL VISTA GOLD CORP 169,000.0 $331K -112K -39.8% $1.96
3716 CALL CRYOPORT INC 40,000.0 $331K +14K +55.6% $8.28
3717 ECL ECOLAB INC Basic Materials 1,244.0 $331K NEW $266.02 -1.0%
3718 PUT MERCHANTS BANCORP IND 7,700.0 $330K +6K +250.0% $42.91
3719 PUT BIOCRYST PHARMACEUTICALS INC 34,700.0 $330K NEW $9.52
3720 GNK GENCO SHIPPING & TRADING LTD Industrials 14,633.0 $330K NEW $22.55 +14.2%
Page 186 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%