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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 185 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3681 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 11,315.0 $341K NEW $30.12 +3.5%
3682 CALL DRIVEN BRANDS HLDGS INC 27,000.0 $340K +24K +938.5% $12.61
3683 CALL MANNKIND CORP 138,900.0 $340K +24K +21.2% $2.45
3684 CALL ROOT INC 7,700.0 $340K -10K -55.2% $44.17
3685 CALL LIGHTPATH TECHNOLOGIES INC 33,900.0 $340K -22K -39.5% $10.03
3686 VANGUARD CALIF TAX FREE FDS 3,431.0 $340K NEW $99.08
3687 CBOE CBOE GLOBAL MKTS INC Financial Services 1,207.0 $339K -3K -67.9% $281.07 +1.3%
3688 CALL HESS MIDSTREAM LP 8,700.0 $338K -11K -55.4% $38.87
3689 CALL HONDA MOTOR CO LTD 13,900.0 $338K -2K -11.5% $24.31
3690 IEMG ISHARES INC 4,840.0 $338K +3K +175.5% $69.75 +12.5%
3691 PUT CHARGEPOINT HOLDINGS INC 69,400.0 $337K -229K -76.7% $4.86
3692 DLO DLOCAL LTD Technology 25,973.0 $337K NEW $12.97 +8.6%
3693 CALL SYNAPTICS INC 4,800.0 $336K +4K +433.3% $70.04
3694 PUT AMBEV SA 115,100.0 $336K -309K -72.8% $2.92
3695 PUT XPERI INC 60,000.0 $336K NEW $5.60
3696 PUT SUPERNUS PHARMACEUTICALS 6,500.0 $336K NEW $51.69
3697 AA ALCOA CORP Basic Materials 5,051.0 $335K -97K -95.1% $66.33 -31.8%
3698 KVYO KLAVIYO INC Technology 17,209.0 $335K +17K +2438.2% $19.46 -19.4%
3699 PESI PERMA-FIX ENVIRONMENTAL SVCS Industrials 31,318.0 $335K NEW $10.69 +51.2%
3700 MSCI MSCI INC Financial Services 620.0 $334K +319.0 +106.0% $539.01 +2.5%
Page 185 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%