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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 183 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3641 PUT HASBRO INC 3,800.0 $356K -28K -88.1% $93.60
3642 CALL BORR DRILLING LTD 61,600.0 $355K -171K -73.5% $5.77
3643 CALL MACOM TECH SOLUTIONS HLDGS I 1,600.0 $355K NEW $222.07
3644 PUT AGIOS PHARMACEUTICALS INC 10,500.0 $355K -36K -77.4% $33.83
3645 VYX NCR VOYIX CORPORATION Technology 56,082.0 $355K +51K +1081.7% $6.33 +20.1%
3646 CALL IMMUNOME INC 16,200.0 $354K -40K -71.3% $21.87
3647 OSUR ORASURE TECHNOLOGIES INC Healthcare 118,051.0 $354K +116K +4833.2% $3.00 +34.3%
3648 PUT PINNACLE WEST CAP CORP 3,500.0 $353K NEW $100.75
3649 PUT BRANDYWINE RLTY TR 130,100.0 $353K +5K +4.3% $2.71
3650 PUT TYSON FOODS INC 5,500.0 $352K -8K -57.7% $64.07
3651 CALL AMERICAS GOLD AND SILVER COR 67,400.0 $352K NEW $5.22
3652 CALL ABSCI CORPORATION 117,000.0 $351K +4K +3.5% $3.00
3653 CALL AEVA TECHNOLOGIES INC 26,600.0 $350K -96K -78.3% $13.16
3654 CALL PLATINUM GROUP METALS LTD 197,400.0 $349K -15K -7.2% $1.77
3655 ZROZ PIMCO ETF TR 5,456.0 $349K -20K -78.2% $64.01 -6.5%
3656 CALL BALLARD PWR SYS INC NEW 144,200.0 $349K -66K -31.4% $2.42
3657 WEBULL CORP 72,649.0 $349K +28K +63.3% $4.80
3658 CALL AEMETIS INC 109,300.0 $349K +1K +1.1% $3.19
3659 CALL FINANCE OF AMERICA COMPAN 21,000.0 $349K -49K -69.9% $16.60
3660 BORR DRILLING LTD 60,352.0 $348K NEW $5.77
Page 183 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%