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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 182 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3621 CALL GREAT LAKES DREDGE & DOCK CO 21,400.0 $364K NEW $17.00
3622 CALL IMMUNOVANT INC 14,600.0 $363K -4K -22.3% $24.84
3623 PUT INTERDIGITAL INC 1,200.0 $362K -5K -81.8% $302.00
3624 CALL LOAR HOLDINGS INC 6,300.0 $361K +6K +1160.0% $57.29
3625 GPK GRAPHIC PACKAGING HLDG CO Consumer Cyclical 36,285.0 $361K +10K +40.4% $9.94 +10.8%
3626 DKL DELEK LOGISTICS PARTNERS LP Energy 7,243.0 $360K NEW $49.76 +16.8%
3627 ICOP ISHARES TR 7,574.0 $360K +4K +98.1% $47.58 +4.8%
3628 CALL LENDINGCLUB ISSUANCE TR SER 25,100.0 $359K -184K -88.0% $14.32
3629 CALL HEALTHEQUITY INC 4,300.0 $359K -2K -27.1% $83.57
3630 CORN TEUCRIUM COMMODITY TR Financial Services 19,525.0 $359K NEW $18.40 -0.2%
3631 CALL SOLVENTUM CORP 5,500.0 $359K +3K +150.0% $65.30
3632 PUT ARDELYX INC 59,900.0 $359K +40K +195.1% $5.99
3633 PUT CLOVER HEALTH INVESTMENTS CO 203,600.0 $358K NEW $1.76
3634 CALL ROBERT HALF INC. 14,100.0 $358K +13K +1075.0% $25.40
3635 PUT HESS MIDSTREAM LP 9,200.0 $358K $38.87
3636 PUT WATERS CORP 1,200.0 $357K -400.0 -25.0% $297.80
3637 CALL READY CAPITAL CORP 220,500.0 $357K +35K +19.1% $1.62
3638 BTG B2GOLD CORP Basic Materials 78,723.0 $357K -782K -90.9% $4.53 -15.1%
3639 CXW CORECIVIC INC Real Estate 18,858.0 $357K -52K -73.6% $18.91 +66.9%
3640 CALL LANDS END INC NEW 31,700.0 $356K NEW $11.24
Page 182 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%