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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 181 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3601 CALL LEGGETT & PLATT INC 37,700.0 $372K +17K +81.2% $9.88
3602 CALL PROSPECT CAP CORP 142,400.0 $372K -7K -4.7% $2.61
3603 SRAD SPORTRADAR GROUP AG Technology 22,149.0 $371K -14K -38.8% $16.74 -14.8%
3604 PUT VERSANT MEDIA GROUP INC 10,000.0 $370K NEW $37.02
3605 CALL CHORD ENERGY CORPORATION 2,600.0 $370K -8K -74.3% $142.18
3606 PUT VANGUARD SCOTTSDALE FDS 5,000.0 $370K -12K -70.2% $73.92
3607 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 8,000.0 $370K -273.0 -3.3% $46.19 -13.6%
3608 CALL VORNADO RLTY TR 14,200.0 $369K -65K -82.0% $25.99
3609 CALL DAVITA INC 2,400.0 $369K -16K -86.8% $153.69
3610 AUGO AURA MINERALS INC Basic Materials 4,519.0 $369K NEW $81.60 -33.3%
3611 PUT ALPS ETF TR 7,000.0 $368K -20K -74.5% $52.64
3612 CALL SKYWEST INC 4,000.0 $367K -100.0 -2.4% $91.83
3613 CALL AVANTOR INC 46,800.0 $367K -4K -7.5% $7.84
3614 CALL ARVINAS INC 34,600.0 $367K -25K -42.2% $10.60
3615 ECVT ECOVYST INC Basic Materials 28,461.0 $366K NEW $12.86 +0.2%
3616 PUT AXOS FINANCIAL INC 4,300.0 $366K -10K -70.5% $85.09
3617 PUT NETSCOUT SYS INC 11,500.0 $366K +11K +1816.7% $31.79
3618 CALL GEN DIGITAL INC 19,400.0 $365K +8K +73.2% $18.83
3619 OUSTER INC 19,834.0 $364K +6K +40.3% $18.37
3620 PUT INVESTMENT MANAGERS SER TR I 17,500.0 $364K NEW $20.80
Page 181 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%