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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 176 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3501 NKTR NEKTAR THERAPEUTICS Healthcare 5,722.0 $412K -16K -73.9% $71.95 -4.5%
3502 KMT KENNAMETAL INC Industrials 11,392.0 $412K NEW $36.13 -3.0%
3503 PUT GENESIS ENERGY L P 23,000.0 $410K +8K +52.3% $17.83
3504 CALL UNITED NAT FOODS INC 9,100.0 $410K -18K -65.8% $45.06
3505 CALL ECOPETROL S A 27,300.0 $409K -11K -28.4% $14.99
3506 CALL EVERTEC INC 14,500.0 $409K NEW $28.22
3507 PUT INDIVIOR PHARMACEUTICALS INC 13,400.0 $408K NEW $30.48
3508 CALL LIBERTY MEDIA CORP DEL 4,800.0 $408K -1K -20.0% $85.02
3509 CALL APOLLO COML REAL ESTATE FIN 38,600.0 $408K NEW $10.56
3510 EPOL ISHARES TR 11,193.0 $408K NEW $36.41 +12.2%
3511 HRI HERC HLDGS INC Industrials 4,093.0 $407K -512.0 -11.1% $99.55 +59.8%
3512 CALL COHU INC 13,300.0 $407K +11K +454.2% $30.62
3513 PUT COMSTOCK RES INC 19,300.0 $407K -113K -85.4% $21.08
3514 PUT WEATHERFORD INTL PLC 4,300.0 $407K +2K +115.0% $94.58
3515 CALL IVANHOE ELECTRIC INC 34,400.0 $407K -23K -40.2% $11.82
3516 PUT MANNKIND CORP 165,800.0 $406K +33K +24.7% $2.45
3517 CALL BROADRIDGE FINL SOLUTIONS IN 2,500.0 $406K NEW $162.48
3518 CALL CVR PARTNERS LP/CVR NITROGEN 3,200.0 $405K +900.0 +39.1% $126.67
3519 PUT PAR TECHNOLOGY CORP 30,400.0 $405K +29K +2940.0% $13.33
3520 PUT PHIBRO ANIMAL HEALTH CORP 7,300.0 $404K -700.0 -8.8% $55.31
Page 176 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%