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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 174 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3461 CALL ROCKET PHARMACEUTICALS INC 118,500.0 $424K +63K +112.4% $3.58
3462 PUT TASEKO MINES LTD 65,700.0 $424K +23K +54.6% $6.45
3463 CALL CREDIT ACCEP CORP MICH 1,000.0 $423K -100.0 -9.1% $423.46
3464 CALL ZOOMINFO TECHNOLOGIES INC 70,800.0 $423K -44K -38.4% $5.98
3465 CALL BITWISE SOLANA STAKING ETF 38,300.0 $423K +25K +179.6% $11.05
3466 PUT GULFPORT ENERGY CORP 2,000.0 $423K NEW $211.57
3467 TRIPLE FLAG PRECIOUS METAL 12,184.0 $423K -17K -57.9% $34.71
3468 PUT SEMTECH CORP 5,500.0 $423K -10K -63.3% $76.89
3469 PUT BROADRIDGE FINL SOLUTIONS IN 2,600.0 $422K NEW $162.48
3470 PUT YEXT INC 110,000.0 $422K +109K +10000.0% $3.84
3471 CALL JAMES HARDIE INDS PLC 22,300.0 $422K -60K -73.1% $18.94
3472 KBWB INVESCO EXCH TRADED FD TR II 5,334.0 $422K NEW $79.12 +22.8%
3473 CALL WILLSCOT HLDGS CORP 24,300.0 $422K -13K -34.1% $17.36
3474 PUT TWENTY ONE CAP INC 65,900.0 $422K -40K -37.7% $6.40
3475 CALL LEGALZOOM COM INC 74,300.0 $421K -126K -63.0% $5.67
3476 PUT NOVAGOLD RESOURCES INC 46,900.0 $421K +41K +694.9% $8.98
3477 CALL RELMADA THERAPEUTICS INC 60,500.0 $421K +29K +89.7% $6.96
3478 CALL TORO CO 4,500.0 $420K -1K -18.2% $93.44
3479 PUT MILLROSE PPTYS INC 15,000.0 $420K -45K -75.2% $28.00
3480 CALL PRECIGEN INC 108,500.0 $420K -49K -31.2% $3.87
Page 174 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%